Accountant, Finance - New York - CLSA

    CLSA
    CLSA New York

    2 weeks ago

    Description

    Key Areas of Responsibilities

    • Prepares information for Regulatory filings
    • Works with CFO on updating policies and procedures
    • Participates in testing associated with changes needed for the business
    • Works with members of Head Office
    • Assists in the delivery of information for the annual external audit of the broker dealer books and records
    • Prepares monthly management information
    • Prepares initial drafts of the annual and semi-annual financial statements, including footnotes
    • Reviews accounts payable invoices to ensure proper allocation of expenses and posting into the Company's General ledger
    • Prepares daily and monthly reconciliations to ensure compliance with regulations and internal control policies
    • Participates in the month-end close process, including preparing entries, reviewing and recording intercompany charges, reconcile general ledger accounts, and clean up balance sheet accounts
    • Reviews expense reports to ensure proper classification of expenses and adequate support for various projects
    • Recommends any changes in financial reporting processes, policies, and tools to improve efficiency in the company's financial operations
    • Works closely with CFO to ensure that the company is compliant with all fiscal regulatory and legal requirements
    • Processes payments thru HSBCnet to vendors and affiliates
    • Participates in ad hoc projects at the request of the CFO
    Requirements
    • 2-3 years of accounting experience in financial services
    • Experience with SAP input and reporting is desired
    • Experience in working with Head Office in a different time zone desired but not mandatory
    • Series 99 preferred, required within 3 months of start date
    • Series 27 FINOP license (within 18 months of hire) for career progression
    • Experience in a broker/dealer with full range of products and activities desired but not mandatory
    • Knowledge of US GAAP and IFRS
    • Ability to work closely and effectively with various back office support units, particularly Operations/Middle Office/Compliance/IT
    • Familiarity with trade processing system and enterprise systems.
    Salary Range
    $70,000-$90,000
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