- Prepares information for Regulatory filings
- Works with CFO on updating policies and procedures
- Participates in testing associated with changes needed for the business
- Works with members of Head Office
- Assists in the delivery of information for the annual external audit of the broker dealer books and records
- Prepares monthly management information
- Prepares initial drafts of the annual and semi-annual financial statements, including footnotes
- Reviews accounts payable invoices to ensure proper allocation of expenses and posting into the Company's General ledger
- Prepares daily and monthly reconciliations to ensure compliance with regulations and internal control policies
- Participates in the month-end close process, including preparing entries, reviewing and recording intercompany charges, reconcile general ledger accounts, and clean up balance sheet accounts
- Reviews expense reports to ensure proper classification of expenses and adequate support for various projects
- Recommends any changes in financial reporting processes, policies, and tools to improve efficiency in the company's financial operations
- Works closely with CFO to ensure that the company is compliant with all fiscal regulatory and legal requirements
- Processes payments thru HSBCnet to vendors and affiliates
- Participates in ad hoc projects at the request of the CFO
- 2-3 years of accounting experience in financial services
- Experience with SAP input and reporting is desired
- Experience in working with Head Office in a different time zone desired but not mandatory
- Series 99 preferred, required within 3 months of start date
- Series 27 FINOP license (within 18 months of hire) for career progression
- Experience in a broker/dealer with full range of products and activities desired but not mandatory
- Knowledge of US GAAP and IFRS
- Ability to work closely and effectively with various back office support units, particularly Operations/Middle Office/Compliance/IT
- Familiarity with trade processing system and enterprise systems.
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Accountant, Finance - New York - CLSA
Description
Key Areas of Responsibilities
$70,000-$90,000
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Accounting and Finance
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Director of Finance And Accounting
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