Senior Compliance Officer, Regulatory Initiatives - New York

A leading global financial institution is looking for a Compliance Officer to support firmwide policy and regulatory governance initiatives. · ...

Conducts discovery to support rate case inquiry response documents and analyzes trends for insight on rate case execution inquiries. · Provides analysis of data requests by incorporating jurisdiction viewpoint and maintains quality control for responses to ensure credible informa ...

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. · The job involves coordinating with stakeholders globally to ...

The Senior Compliance Officer provides advice,guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. · Coordinate with stakeholders globally to build,maintain and ...

Job summary · This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale Compliance Group. · ...

This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team. · ...

Do you thrive at the intersection of regulatory expertise and digital innovation? · This role is ideal for an experienced regulatory affairs professional who has expanded into digital transformation, · program leadership, and cross-functional influence. · ...

Do you thrive at the intersection of regulatory expertise and digital innovation? · 8+ years of experience in Regulatory Affairs or related areaBachelors' degree in a Life Sciences Pharmacaeutical Regulatory Affairs Digital Health or related fieldCertifications in project managem ...

We are seeking an experienced Regulatory Project Manager to support a high-priority regulatory remediation initiative within a Corporate & Investment Banking (CIB) environment. · ...

An Equities Compliance Officer opportunity with a globally recognized financial services firm. This role supports the Equities business, · providing day-to-day regulatory guidance and oversight in line with U.S. securities laws. · ...

This role sits inside Finance, partners closely with the CFO, and owns delivery of accounting, reporting, regulatory, and operating model change - not IT delivery. · ,Lead finance initiatives tied to accounting, reporting controls and regulatory change · ,Drive delivery of IFRS 1 ...

A large financial institution is seeking a compliance professional to join a senior advisory function. · ...

Job Description: · The Regulatory Change & Inventory Management Lead is responsible for ensuring company stakeholders are monitoring, assessing, and implementing regulatory changes that impact Synchrony. · Maintain ongoing vendor relationships · Support continuous improvement ini ...

We are looking for a detail-oriented and knowledgeable R&D Sr Specialist to join our Regulatory Affairs team. The ideal candidate will possess a solid understanding of regulatory requirements and processes, ensuring compliance while supporting the development of innovative produc ...

We are seeking a Regulatory Change Business Analyst / Project Manager to support an Errors & Omissions (E&O) initiative focused on identifying inaccuracies in key regulatory reporting requirements. · Lead and support regulatory change initiatives related to Errors & Omissions in ...

This Regulatory Affairs Specialist contractor position supports US Beverages Regulatory Affairs initiatives. · The primary focus of this position is to support graphic refreshes of the Beverages portfolio which includes the development of the nutrition and ingredient label declar ...

+h2>Job summary · CFTC Regulatory Remediation experience required. · Manage regulatory-focused programs and lead compliance-driven initiatives. · +Secure one specific regulatory project. · Develop Disaster Recover Policy and Procedure. · +Qualifications=i years of experience in f ...

We partner with regulated organizations seeking Cybersecurity GRC Specialists to support compliance-driven cybersecurity governance, · risk management and control initiatives. ...

Our client is a specialized investment firm seeking a regulatory reporting specialist to join their Manhattan office. · ...

A leading organization within the financial services sector is seeking a Vice President, Regulatory Affairs Office to support and lead regulatory engagement and compliance-related initiatives. · ...