VP, Compliance - New York

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

+We are seeking an inquisitive and collaborative IT Governance, · Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX · and HIPAA across our technology stack, · including in-house developed systems · and third-party SaaS platforms.+S Support SOX ...

We are seeking an inquisitive and collaborative IT Governance, Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX and HIPAA across our technology stack, including in-house developed systems and third-party SaaS platforms. · ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. The VP will report to the Global Head of AML and work on AML processes including KYC onboarding and refreshes, asset due diligence, ...

+Job summary · Step into a pivotal role with our client as a Compliance Officer in New York.In this hybrid position, you will oversee the firm's compliance program, · ensuring adherence to regulatory standards. · Manage key projects, · filings, · and training initiatives. · +$130 ...

The Director of Compliance will work closely with the Chief Compliance Officer to support key components of the firm's global compliance program. · Serve as the central reviewer for US marketing and investor-facing materials. · Verify that all materials meet regulatory standards ...

This role is well suited for someone who wants broad regulatory exposure, · hands-on responsibility, and the opportunity to grow alongside a scaling platform.Broad exposure to both compliance and legal-adjacent work · Lean team environment offering a wide range of responsibilitie ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

We are seeking a Compliance Specialist consultant to join our client's team on a high-impact contract-to-hire basis. · Review and approve marketing materials, client communications, and regulatory filings to ensure compliance with SEC regulations. · Monitor employee trading activ ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

The Compliance Analyst will be responsible for monitoring and oversight of the Compliance framework for the Division.Ensure processes are in place for appropriate oversight tracking and reporting of compliance program risks that includes internal control structure new products tr ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team. This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting environment. · ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

The Affordable Housing Compliance Supervisor oversees and ensures compliance with federal state and local affordable housing programs across a designated property portfolio. · ...

The Compliance Analyst will be responsible for monitoring, oversight and independent review · and assessment of the Compliance framework for the Division. · This is a great opportunity · to grow your career with a stable and expanding organization as a member of City National's ...

A hedge fund specializing in special situations and private debt investments is seeking a Compliance Officer to lead its compliance function in New York. · The firm focuses on senior-secured investments and utilizes highly structured vehicles to drive targeted returns for its inv ...