Jobs
>
Auburn Hills

    Senior Manager, Audit Regulatory Program Management - Falmouth, United States - TD Bank

    TD Bank
    TD Bank Falmouth, United States

    1 week ago

    Default job background
    Description
    TD Bank

    Senior Manager, Audit Regulatory Program Management

    Falmouth ,

    Maine

    Apply Now

    TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions.

    The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs.

    As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.

    As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.


    Line of Business:

    Job Description:
    The Regulatory Relationship Manager II provides strategic oversight, assistance, and relationship management with multiple U.S. regulatory agencies (i.e. Federal Reserve Banks, Comptroller of the Currency, Consumer Financial Protection Bureau, Federal Deposit Insurance Corporation, Department of Veterans Affairs, Department of Housing and Urban Development, Small Business Administration, the Office of Superintendent of Financial Institutions Canada, and the various State banking departments) for regulatory interactions across TD Bank, affiliates, and the US Holding Company.

    The Regulatory Relationship Manager II serves as the primary point of contact and manages relationships and interactions with regulators on more complex engagements to ensure proactive, timely, complete, consistent, and high quality communications; ensures centralized awareness and quality assurance for all regulatory requests and responses to findings; tracks delivery of all commitments to the regulators; and ensures regulatory trends are understood across the organization.

    The job also requires understanding the findings and recommendations cited by regulators to assist business lines in prioritizing, where needed, and monitoring status of remediation efforts for assigned business lines.


    Depth & Scope:
    Obtains clarifications and full understanding of formal regulatory requests and reviews for assigned business lines on more complex examinations, assists as needed on the less complex examinations, serves as liaison for assigned business lines and exam staffs
    Performs QC of all materials submitted for exams or ongoing supervision, challenges as needed, and ensures business line leads have covered off logistical details for regulatory teams, delivers requested materials securely to the regulatory teams, and tracks outstanding items due to the agencies
    Leads as charged in various agency meetings on behalf of RPM, and serves as primary Relationship Manager for complex examinations
    Consults and collaborates with assigned business lines on regulatory requests or inquiries related to on-going supervision
    For assigned business line relationships, collaborates with the TDBG Regulatory Program Management function for exams performed by the Canadian regulator, Office of the Superintendent of Financial Institutions (OSFI)
    Serves as a Trusted Advisor and analyzes exam/review results, industry shifts, executive management risk appetite, congressional leanings, and assigned business line direction to provide timely notice on potential risks and regulatory agency direction
    Participates in meetings to determine themes on findings and recommendations as well as requirements for department procedures
    Provides leadership and guidance to junior RPM staff and routinely engages with executive management within the Bank to further RPM's mandate
    Leads discussions of Regulatory Review Council related to assigned business lines and participates in various Senior and Executive level review or oversight meetings
    Prepares timely and accurate updates for internal Executive level and departmental reporting covering assigned business lines or oversight assignments
    Prepares various reports as delegated for Executive management or department use

    Education & Experience:
    Bachelor's degree required
    10+ years' experience required preferably in Risk Management, Regulatory, or Audit in the financial services industry
    Proven ability to manage complex initiatives with multiple stakeholder interests to successful completion
    Excellent time management and people management skills
    Strong ability to influence the decisions and actions of others
    Excellent interpersonal skills including demonstration of conflict resolution, negotiation, and relationship building skills at all levels of management.
    Proven proficiency in Microsoft Office Suite
    Excellent verbal and written communications skills
    Excellent negotiation and presentation skills
    Ability to communicate complex information clearly to employees and management or assigned business lines and across the organization.
    Travel may be required

    Preferred Experience:
    Regulatory and/or Regulatory exam experience.
    Understanding of OCC and FRB.
    Advanced communication skills to interact and deliver information to Sr Execs of the bank.

    Who We Are:


    TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores.

    Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

    More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.

    We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

    TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing.

    As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking.

    Whether youve got years of banking experience or are just starting your career in financial services, we can help you realize your potential.

    Through regular leadership and development conversations to mentorship and training programs, were here to support you towards your goals. As an organization, we keep growing and so will you.
    Our Total Rewards Package

    Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals.

    Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

    Learn more )

    Additional Information:
    Were delighted that youre considering building a career with TD.

    Through regular development conversations, training programs, and a competitive benefits plan, were committed to providing the support our colleagues need to thrive both at work and at home.

    Colleague Development

    If youre interested in a specific career path or are looking to build certain skills, we want to help you succeed.

    Youll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

    Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

    Training & Onboarding

    We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

    Interview Process
    Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
    Accommodation

    If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at .

    Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.


    #J-18808-Ljbffr

  • Joyson Safety Systems

    Program Manager

    6 days ago


    Joyson Safety Systems Auburn Hills, United States

    The keys to success are yours at Joyson Safety Systems · We are a global leader in the design, development and manufacturing of safety-critical systems and components for automotive and non-automotive markets. We are committed to bringing life-saving technology to customers world ...

  • Joyson Safety Systems

    Program Manager

    6 days ago


    Joyson Safety Systems Auburn Hills, United States

    The keys to success are yours at Joyson Safety Systems · We are a global leader in the design, development and manufacturing of safety-critical systems and components for automotive and non-automotive markets. We are committed to bringing life-saving technology to customers world ...

  • SL America Corporation

    Program Manager

    20 hours ago


    SL America Corporation Auburn Hills, United States

    General Description · Lead Program Cross Functional Team (CFT) and coordinate all program functions and activities. · Key Roles and Responsibilities · 1) First point of contact for customer · 2) Manage overall timing of project and milestones · 3) Manage overall program budget · ...

  • Whisker

    Program Manager

    1 week ago


    Whisker Auburn Hills, United States

    Whisker is the maker of Litter-Robot, Feeder-Robot, and At Whisker, we believe pet parenthood can always get better. · As leading innovators in pet tech and refined pet accessories, we work tirelessly to solve problems and deliver smarter insights for pet parents while enrichin ...

  • Sanhua International

    Program Manager

    2 days ago


    Sanhua International Auburn Hills, United States

    Job Description · Job DescriptionSanhua International is looking for a Program Manager to join their Automotive Business unit in Auburn Hills, Michigan. The Program Manager will be responsible for creating, monitoring, and maintaining master program plan to assure timely completi ...

  • Whisker

    Program Manager

    2 weeks ago


    Whisker Auburn Hills, MI, United States Full time

    : · Whisker is the maker of Litter-Robot, Feeder-Robot, and At Whisker, we believe pet parenthood can always get better. · As leading innovators in pet tech and refined pet accessories, we work tirelessly to solve problems and deliver smarter insights for pet parents while enr ...


  • Flex-N-Gate Advanced Product Development, LLC (MTC) Warren, United States

    Overview · Flex-N-Gate is a leading manufacturer and supplier of components for the automotive industry, recently ranked 10th of the 150 Top North American Suppliers in "Automotive News." A growing and vital company, Flex-N-Gate provides a great opportunity for hard-working and ...

  • Segula Technologies

    Program Manager

    2 days ago


    Segula Technologies Warren, United States

    Job Description · Job DescriptionCompany Description · Accelerate your career with a fast-growing global engineering group. At SEGULA Technologies, you'll work on exciting projects and help shape the future in a company where innovation goes hand in hand with engineering. · 3D pr ...


  • General Motors Warren, United States Full time

    Job Description · Your Skills & Abilities (Required Qualifications): · 10+ years of project/program management or related experience · 2+ years of team lead or people management experience · Bachelors degree In Engineering, Business, Computer Science or related field · Exper ...


  • Comerica Bank Auburn Hills, United States Full time

    Job Description · Supplier Performance Management Lead · This position is responsible for delivery of the enterprise Supplier Performance Management (SPM) program. The position will coordinate across the enterprise with First Line of Defense (FLOD) Supplier Relations Managers ( ...

  • Visioneering, Inc.

    Program Manager V702

    15 hours ago


    Visioneering, Inc. Auburn Hills, United States

    Job Description · Job DescriptionPosition Title: Program Manager · Requisition Number: V702 · Team: Program Management · Reports to: Director of Program Management · Visioneering Story- A powerful team with a strong work ethic. · Visioneering, Inc. provides the aerospace industr ...

  • Honor Community Health

    Program Manager

    5 days ago


    Honor Community Health Pontiac, United States

    Job Description · Job DescriptionFull Program Manager Job Description (click to view) · Honor Community Health is a 501c3 Federally Qualified Health Center co-located within 20 locations. Our mission is to provide for the health and wellness needs of the underserved of Oakland Co ...


  • Mopar Auburn Hills, United States

    Position Description: · The selected candidate will work with Supply Chain Management for current and future programs to avoid supply risk. Additionally, they will participate in ongoing process improvement initiatives. · The position provides students an opportunity to work year ...


  • Comerica Incorporated Auburn Hills, United States

    Welcome · We invite you to explore the award-winning culture, people, rewards and opportunities that make Comerica Bank so special. Make your next career choice a confident one. · Qualifications · Position Qualifications:Bachelor's degree in business, Finance, or related field ...


  • Whisker Auburn Hills, United States

    : · Whisker is the maker of Litter-Robot, Feeder-Robot, and At Whisker, we believe pet parenthood can always get better. · As leading innovators in pet tech and refined pet accessories, we work tirelessly to solve problems and deliver smarter insights for pet parents while enric ...


  • Whisker Auburn Hills, United States

    : · Whisker is the maker of Litter-Robot, Feeder-Robot, and At Whisker, we believe pet parenthood can always get better. · As leading innovators in pet tech and refined pet accessories, we work tirelessly to solve problems and deliver smarter insights for pet parents while enr ...


  • Whisker Auburn Hills, United States

    Whisker is the maker of Litter-Robot, Feeder-Robot, and At Whisker, we believe pet parenthood can always get better. · As leading innovators in pet tech and refined pet accessories, we work tirelessly to solve problems and deliver smarter insights for pet parents while enrichin ...

  • Magna

    Program Manager

    1 week ago


    Magna Troy, United States Permanent/Regular

    #jobreq_print_container div {line-height: 14px;}#jobreq_print_container div span {font-size: 12px; } About us · We see a future where everyone can live and move without limitations. That's why we are developing technologies, systems and concepts that make vehicles safer and clean ...

  • Aptiv

    Program Manager

    2 weeks ago


    Aptiv Troy, United States Full time

    SHAPE THE FUTURE OF MOBILITY FROM DAY ONE. · This position is part of our Advanced Safety & User Experience segment. · Job Summary: · Our Program Managers drive global, cross-functional teams, from business award through product launch to successfully deliver advanced driver-as ...

  • ecojiva LLC

    Program Manager

    2 weeks ago


    ecojiva LLC Troy, United States

    Company Description · ecojiva LLC is a solar turnkey solutions provider. Our name stands for living in harmony with our surrounding environment. ecojiva provides sustainable solutions for powering a better planet. Our solar-based approach lowers the cost of energy consumption, pr ...