Product Lead, Compliance Systems - New York

A global financial institution is hiring a senior Compliance Technology leader to oversee compliance data, monitoring systems, and regulatory technology initiatives. · 10+ years of Compliance, Financial Crime, or RegTech experience within financial services · Strong AML, KYC, and ...

Ares' success has been driven by our people and our culture. We are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers. · Owning the product strategy and roadmap for Regulatory Compliance portfo ...

Ares is seeking a Product Lead to join Corporate Technology. · Own the product strategy and roadmap for enterprise risk capabilities investment compliance enablement and LRC platform integrations aligning priorities with business outcomes control effectiveness and Corporate Techn ...

We are seeking a Product Manager to lead our Compliance Systems portfolio. The successful candidate will own the product strategy and roadmap, providing expertise and support for initiatives related to product development and Compliance operational improvements. · Own the product ...

Ares is seeking a dynamic and motivated Technology Product Manager to join our growing Legal, Risk & Compliance Technology team. · The ideal candidate will partner closely with stakeholders across Compliance, Operations, and Technology to define, prioritize, and execute key initi ...

We are looking for an accomplished compliance leader to join our team as Associate Director CMS. You will serve as a principal-level owner of one or more core pillars of Flex's Compliance Management System (CMS). · Lead at least one major CMS domain such as Vendor Governance Audi ...

We are looking for an accomplished compliance leader to join our team as Associate Director, CMS. You will serve as a principal-level owner of one or more core pillars of Flex's Compliance Management System (CMS). You'll define strategy, build scalable programs, partner with our ...

Flex seeks an accomplished compliance leader as Associate Director CMS. This role defines strategy builds scalable programs and drives systems for responsible growth. · ...

We are looking for an experienced Data Analyst with data analysis experience to join our dynamic, multi-national team. The ideal candidate will have some degree of self-sufficiency in performing data analysis using common programming languages and database queries. · ...

What a day looks like in this role · You start your morning scanning overnight audit prep tasks for a site that never sleeps, then finalize the internal audit schedule for our fast-moving 24/5 operations. Before lunch, you close the loop on investigations and CAPAs, update polici ...

What a day looks like in this role · You start your morning scanning overnight audit prep tasks for a site that never sleeps, then finalize the internal audit schedule for our fast-moving 24/5 operations. Before lunch, you close the loop on investigations and CAPAs, update polici ...

· Company Overview · Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-e ...

· What a day looks like in this role · You start your morning scanning overnight audit prep tasks for a site that never sleeps, then finalize the internal audit schedule for our fast-moving 24/5 operations. Before lunch, you close the loop on investigations and CAPAs, update pol ...

This role partners closely with Compliance leadership and plays a key part in supporting AML KYC and sanctions initiatives through data systems and technology enablement. · Lead the Compliance Technology team · Oversight of data design mapping reconciliation quality controls UAT ...

The company is seeking an Analyst, · Billing Compliance to support firmwide billing accuracy, · compliance and process improvement initiatives.This role plays a critical part in ensuring client · billing requirements are met while maintaining strong internal controls and cross-fu ...

Join one of the world's leading quantitative investment firms — a global powerhouse in systematic trading, competing at the highest levels with Jane Street and Citadel Securities. · ...

Our client seeks Billing Analyst. Ensure all firmwide bills are processed accurately and in compliance with client billing guidelines. Review and audit matters to confirm compliance using appropriate billing system matter codes. · Ensure all firmwide bills are processed accuratel ...

I'm working with a leading systematic hedge fund that is seeking a C# Engineer to join its Trading Compliance Technology team. · INTEGRATE THIRD-PARTY COMPLIANCE AND SURVEILLANCE PLATFORMS WITH INTERNAL SYSTEMSLI>OWN IN-HOUSE INSTALLATION, CONFIGURATION, AND INTEGRATION OF VENDOR ...

Compliance Officer - Quant Trading and Analytics · Location: New York, NY · About the Role · We're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...