Jobs

    Compliance Analyst - Washington, United States - The Rock Creek Group

    The Rock Creek Group
    The Rock Creek Group Washington, United States

    Found in: Lensa US 4 C2 - 5 days ago

    Default job background
    Description
    Compliance Analyst - Investment Management

    Full-time
    RockCreek is a leading global investment management firm that applies data-driven technology and innovation to sustainable investing.

    RockCreek's entrepreneurial spirit, open culture, and inclusive team lead to better investments for universities, foundations, pension plans, and sovereign funds that partner with us.

    The firm is highly focused on the integration of environmental, social, and governance (ESG) factors as well as diversity and sustainable impact across portfolios to generate long-term returns.

    RockCreek has a culture of diversity, debate, and relentless drive to excel. RockCreek is among the largest inclusive firms in the world.
    Since our founding, RockCreek's commitment to sustainable investing, long term value creation, and good governance has begun at home.

    The way we operate our offices and partner with multiple stakeholders are in keeping with our aim to have a positive impact on markets globally and reduce our carbon footprint.

    Our founders have a deep commitment to sustainability as well as extensive experience with sustainable impact investing and ESG policies which date back to the 1980s including investing in energy, health, education, fintech, and financial inclusion.

    The Compliance Associate will join the Legal and Compliance team and will work on a wide variety of compliance matters for an SEC registered advisor.

    Perform and document reviews to assess the effectiveness of controls and ensure adherence to laws, regulations and firm policies
    Prepare required documentation evidencing compliance with policies and procedures
    Assist with regulatory filings.
    Assist in organization and maintenance of all required books and records, including maintain various logs and spreadsheets and other tools as part of our compliance program
    Assist in the administration of all aspects of the Firm's Code of Ethics
    Assist with the reviewof marketing materials
    Conduct due diligence of and monitor vendors, research and data providers and other third parties for compliance purposes
    Additional ongoing internal and external training will be provided
    The ideal candidate will have the following skills and experience:
    Bachelor's degree with strong academic performance; JD is a plus (though not required)
    1-3 years of compliance experience, preferably at an asset manager, or law or compliance firm
    Knowledge of Investment Advisers Act of 1940 a plus
    Best in class organizational skills
    Strong Excel and SharePoint skills; ability to use technology; able to produce reports and track compliance data
    Ability to work independently and handle multiple tasks simultaneously while being a proactive team member
    Carry out multiple assignments in a fast paced environment and meet deadlines

    RockCreek is an Equal Opportunity Employer and does not discriminate against any employee or job applicant because of race, color, religion, national origin, sex, gender, gender identity, physical or mental disability, or age.

    Consistent with our belief that team members are our most valuable asset, RockCreek offers a competitive benefits package.
    Ability to work remotely with support technology
    Medical, dental, and vision insurance; dependents eligible
    401(k) retirement plan with company match
    Paid time off, sick leave, and company holidays
    Wellness programs including meditation and fitness classes

    #J-18808-Ljbffr
  • MissionSquare Retirement

    Compliance Analyst

    Found in: Lensa US 4 C2 - 3 days ago

    MissionSquare Retirement Washington, United States

    Join a great place to work with MissionSquare Retirement, a FINANCIAL SERVICES LEADER in public sector employee retirement products and services. Headquartered in Washington, DC, MissionSquare Retirement was founded to provide portable retirement benefits for city and county mana ...

  • ICMA-RC

    Compliance Analyst

    Found in: Lensa US 4 C2 - 15 hours ago

    ICMA-RC Washington, United States

    Join a great place to work with MissionSquare Retirement, a FINANCIAL SERVICES LEADER in public sector employee retirement products and services. Headquartered in Washington, DC, MissionSquare Retirement was founded to provide portable retirement benefits for city and county mana ...

  • Objective Area Solutions

    Compliance Analyst

    Found in: Lensa US 4 C2 - 4 days ago

    Objective Area Solutions Washington, United States

    Company Overview: · OAS is a rapidly expanding management consulting company with a focus on the aviation industry. Our mission is to use our aviation and organizational expertise to help our clients in technical programs to be more effective, connected, and resilient to improve ...

  • MissionSquare Retirement

    Compliance Analyst

    Found in: Lensa US 4 C2 - 2 days ago

    MissionSquare Retirement Washington, United States

    Join a great place to work with MissionSquare Retirement, a FINANCIAL SERVICES LEADER in public sector employee retirement products and services. Headquartered in Washington, DC, MissionSquare Retirement was founded to provide portable retirement benefits for city and county mana ...

  • The Rock Creek Group

    Compliance Analyst

    Found in: Lensa US 4 C2 - 3 days ago

    The Rock Creek Group Washington, United States

    Company Description · RockCreek is a leading global investment management firm that applies data-driven technology and innovation to sustainable investing. RockCreek's entrepreneurial spirit, open culture, and inclusive team lead to better investments for universities, foundatio ...

  • BAI Incorporated

    biosafety compliance analyst

    Found in: MyJobHelper US C2 - 3 days ago

    BAI Incorporated Washington, DC , USA, United States

    BAI is seeking a Biosafety Compliance Analyst to support a U.S. government agency's cutting-edge science and technology research and development program. · Our Analysts assist Federal Program Managers and researchers in complying with applicable biosafety and biosecurity regulato ...

  • Cherokee Nation Businesses

    Compliance Analyst IV

    Found in: Lensa US 4 C2 - 5 days ago

    Cherokee Nation Businesses Washington, United States

    Job Description · Compliance Analyst IV · *Must have an active Top-Secret Clearance · Compliance Analyst IV plans and carries out the assignment, resolves most of the conflicts, coordinates work with others and interprets policy on own initiative. The contractor keeps the gover ...

  • BAI Incorporated

    Biosafety Compliance Analyst

    Found in: Lensa US 4 C2 - 5 days ago

    BAI Incorporated Washington, United States

    BAI is seeking a Biosafety Compliance Analyst to support a U.S. government agency's cutting-edge science and technology research and development program.Our Analysts assist Federal Program Managers and researchers in complying with applicable biosafety and biosecurity regulatory ...

  • BAI Incorporated

    Biosafety Compliance Analyst

    Found in: Lensa US 4 C2 - 2 days ago

    BAI Incorporated Washington, United States

    BAI is seeking a Biosafety Compliance Analyst to support a U.S. government agency's cutting-edge science and technology research and development program. · Our Analysts assist Federal Program Managers and researchers in complying with applicable biosafety and biosecurity regulato ...

  • National Resident Matching Program

    Sr. Compliance Analyst

    Found in: Lensa US 4 C2 - 5 days ago

    National Resident Matching Program Washington, United States

    Job Description · Job Description Salary: $81,500 - $103,200 per year · POSITION SUMMARY · The NRMP Policy and Compliance team promotes and enforces the policies and procedures that protect the integrity of the Matching Program. The Senior Compliance Analyst provides support to ...

  • Delaware Nation Industries

    Compliance Analyst II

    Found in: Lensa US 4 C2 - 5 days ago

    Delaware Nation Industries Washington, United States

    Overview: · The United States Department of State, Bureau of Political-Military Affairs, Office of the Directorate of Defense Trade Controls (PM-DDTC) is responsible for the regulation of defense trade through the Arms Export Control Act (AECA) and its implementing regulations, ...

  • Federal Communications Commission

    Compliance and Oversight Analyst

    Found in: Lensa US 4 C2 - 2 days ago

    Federal Communications Commission Washington, United States

    Summary This position is located in the Compliance and Oversight Group (COG), Financial Operations (FO), Office of the Managing Director (OMD), Federal Communications Commission (FCC) located in Washington, DC. Relocation expenses will not be paid. THIS VACANCY ANNOUNCEMENT MAY B ...

  • Delaware Nation Industries

    Compliance Analyst IV

    Found in: Lensa US 4 C2 - 5 days ago

    Delaware Nation Industries Washington, United States

    Overview: · The United States Department of State, Bureau of Political-Military Affairs, Office of the Directorate of Defense Trade Controls (PM-DDTC) is responsible for the regulation of defense trade through the Arms Export Control Act (AECA) and its implementing regulations, ...

  • BAI Inc.

    Treaty and Regulatory Compliance Analyst

    Found in: Lensa US 4 C2 - 4 days ago

    BAI Inc. Washington, United States

    BAI is seeking a Treaty and Regulatory Compliance Analyst to support a U.S. government agency's cutting-edge science and technology research and development program.This position is currently teleworking. Our Analysts assist Federal Program Managers and researchers in complying w ...

  • Leidos

    Environmental Regulation Compliance Analyst

    Found in: Lensa US 4 C2 - 6 days ago

    Leidos Washington, United States

    Looking for an opportunity to make an impact? · Unleash your potential · at Leidos, · where we deliver innovative solutions through the efforts of our diverse and talented people who are dedicated to our customer's success. We empower our teams, contribute to our communities, a ...

  • Integrated DNA Technologies

    Senior IT GRC Compliance Analyst

    Found in: Lensa US 4 C2 - 4 days ago

    Integrated DNA Technologies Washington, United States

    Integrated DNA Technologies (IDT) is the leading manufacturer of custom oligonucleotides and proprietary technologies for genomics applications. Our work is complex and cutting-edge, and our team members are curious, creative thinkers who understand that good data drives smart de ...

  • Integrated DNA Technologies

    Senior IT GRC Compliance Analyst

    Found in: Lensa US 4 C2 - 1 day ago

    Integrated DNA Technologies Washington, United States

    Integrated DNA Technologies (IDT) is the leading manufacturer of custom oligonucleotides and proprietary technologies for genomics applications. Our work is complex and cutting-edge, and our team members are curious, creative thinkers who understand that good data drives smart de ...

  • General Dynamics

    Senior International Trade Compliance Analyst

    Found in: Lensa US 4 C2 - 1 day ago

    General Dynamics Washington, United States

    Responsibilities for this Position · Location: USA DC Washington - 300 E St, SW (DCC195) · Full Part/Time: Full time · Job Req: RQ171089 · Type of Requisition: · Regular · Clearance Level Must Currently Possess: · None · Clearance Level Must Be Able to Obtain: · Secre ...

  • General Dynamics

    Senior International Trade Compliance Analyst

    Found in: Lensa US 4 C2 - 6 days ago

    General Dynamics Washington, United States

    Responsibilities for this Position · Location: USA DC Washington - 300 E St, SW (DCC195) · Full Part/Time: Full time · Job Req: RQ171089 · Type of Requisition: · Regular · Clearance Level Must Currently Possess: · None · Clearance Level Must Be Able to Obtain: · Secre ...

  • JustinBradley

    Tax Compliance Analyst for Law Firm

    Found in: Lensa US 4 C2 - 4 days ago

    JustinBradley Washington, United States

    Assist the Tax Manager with various indirect tax filing and reporting obligations of the Firm. The majority of responsibilities will be related to VAT filing and inquiries, but you will also assist with sales and use tax, personal property tax as well as data collection. · Qualif ...