- Investigations & Risk Analysis
- Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Optimization & Process Improvement
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Tool/Model Testing & Technology Feedback
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams.
- Knowledge Leadership
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Minimum of 3-5 years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
- Strong interpersonal, analytical, and communication (verbal and written) skills
- Experience working with Google apps
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
- Creativity and problem-solving skills to address unstructured challenges.
- Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing
- Experience in project management, data analytics, and/or third-party vendor management
- Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud.
- Experience collaborating with internal external outsource business partners
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
- Advanced degree in business, finance, or customer experience (CX)
-
This role will support initiatives for California Consumer Privacy Act (CCPA) compliance for Client. Responsibilities include engagement of business and technical partners across all lines of business for remediation/integration into the Privacy Center. · Support identification a ...
Charlotte1 month ago
-
The Compliance Analyst will support the organization's regulatory compliance program to ensure compliance activities are aligned with the strategic objectives, · risk appetite,and oversight expectations.Support third-party risk management activities including onboarding ongoing m ...
Charlotte Full time1 month ago
-
The Compliance Analyst will serve as a key member of LendingTree's Compliance team within the Legal department. This role requires a strong understanding of internal control frameworks, regulatory requirements, · Perform compliance testing and monitoring activities in accordance ...
Charlotte1 month ago
-
Compass Corporate · A Family Of Companies And Experiences · As the leading foodservice and support services company, Compass Group USA is known for our great people, great service and our great results. If you've been hungry and away from home, chances are you've tasted Compass G ...
Charlotte $60,000 - $105,000 (USD) per year1 week ago
-
The Compliance Analyst will serve as a key member of LendingTree's Compliance team within the Legal department. This role requires a strong understanding of internal control frameworks, regulatory requirements, · Perform compliance testing and monitoring activities in accordance ...
Charlotte Full time1 month ago
-
The Compliance Analyst will support the organization's regulatory compliance program to ensure compliance activities are aligned with the strategic objectives, risk appetite, and oversight expectations. · Support third-party risk management activities. · Evaluate vendor complianc ...
Charlotte1 month ago
-
The Compliance Analyst will support the organization's regulatory compliance program. This role requires a solid understanding of corporate governance principles. · Support third-party risk management activities. · Perform compliance due diligence and risk assessments. · ...
Charlotte, NC1 month ago
-
The Analyst, Compliance is responsible for auditing motor carrier contractor documentation and processes. Display competent communication and documentation skills regarding on-going auditing procedures as well as project management. · Maintain and improve the company's image, ens ...
Charlotte1 month ago
-
· Company Description · Established in 1991, Collabera has been a leader in IT staffing for over 22 years and is one of the largest diversity IT staffing firms in the industry. As a half a billion dollar IT company, with more than 9,000 professionals across 30+ offices, Collaber ...
Charlotte, NC $120,000 - $152,800 (USD) per year1 week ago
-
Dimensional's Compliance and Risk Department is responsible for navigating risk and managing regulatory environments around the globe, including helping the firm conduct business and tell its story while remaining compliant with industry laws and standards. We help oversee the pr ...
Charlotte $85,000 - $140,000 (USD) per year3 days ago
-
+p>IT Audit and Compliance Analyst to combine regulatory oversight, customer engagement, · and audit expertise to maintain the highest standards of compliance and operational integrity. · Key Responsibilities:Lead client security questionnaires · C · ...
Charlotte2 weeks ago
-
The Compliance Analyst uses knowledge and skills to conduct onsite branch inspections and related compliance reviews. · This position is eligible to earn a base salary in the range of $57,000.00 annually. · ...
Charlotte $57,000 - $87,000 (USD)3 weeks ago
-
The Compliance Senior Analyst assists in the day-to-day transactions relating to compliance. The senior analyst will work with senior staff to ensure Dimensional remains compliant with all regulatory bodies and governing laws. · Review and analyze marketing and other firm communi ...
Charlotte2 months ago
-
The Lead Compliance Analyst is responsible to ensure, through a team of business leaders and subject matter experts, that Deriva Energy continually adheres to all NERC requirements and that its business processes reflect this adherence. · * Bachelor's degree in engineering or rel ...
Charlotte1 month ago
-
Deriva Energy is a leading Independent Power Producer in the US renewables market, with over 6.5 GW of operating or under construction wind, solar and storage projects across the country. · Bachelor's degree in engineering or related field · Five (5) years or more work experience ...
Charlotte1 month ago
-
The Senior Compliance Analyst assists in the day-to-day transactions relating to compliance. The analyst will work with senior staff to ensure Dimensional remains compliant with all regulatory bodies and governing laws. · ResponsibilitiesAnalyze marketing and firm communications ...
Charlotte3 weeks ago
-
The lead compliance analyst is responsible for ensuring that Deriva Energy complies with NERC requirements and adheres to its business processes. · ...
Charlotte Full time1 month ago
-
· Company Description · We're passionate about recruiting and staffing professionals and guarantee the quality of our resources. We provide contract, contract-to-hire and direct hire professionals. We know the best fit requires the right mindset as well as the right skillset. W ...
Charlotte, NC $60,000 - $115,000 (USD) per year1 week ago
-
· Job Description: · Dimensional's Compliance department is charged with the development and oversight of the firm's compliance internal controls, policies, and procedures. Our global structure follows the sun, with compliance personnel established at each office to ensure compl ...
Charlotte $85,000 - $140,000 (USD) per year1 day ago
-
We are one of the fastest-growing companies in the U.S. and this may be your opportunity to join us. · This candidate will be working with Application teams to ensure around 900 applications are compliant by the end of the year · Process steps are already planned out/ documented- ...
Charlotte1 month ago
-
We want someone who will run towards solving the hardest problems of Coinbase. · ...
Charlotte $99,365 - $116,900 (USD)1 month ago
Lead Compliance Analyst - Charlotte - Coinbase Global
Description
Ready to be pushed beyond what you think you're capable of?
At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform - and with it, the future global financial system.
To achieve our mission, we're seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company's hardest problems.
Our work culture is intense and isn't for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there's no better place to be.
While many roles at Coinbase are remote-first, we are not remote-only. In-person participation is required throughout the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported.
The CX Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations within the CX Compliance team, you will be responsible for conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment to ensure smooth transition to production.
You will work independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management, Content and Learning & Development stakeholders) prioritizing multiple tasks with minimal guidance, and remain open to feedback from all levels to drive continuous improvement in compliance operations.
The ideal candidate combines proven expertise in compliance operations production roles, analytical excellence, and the ability to think creatively to identify and propose impactful solutions.
What you'll be doing (ie. job duties):
Pay Transparency Notice:Depending on your work location, the target annual base salary for this position can range as detailed below. Total compensation may also include equity and bonus eligibility and benefits (including medical, dental, vision and 401(k)).
Annual base salary range (excluding equity and bonus):
$99,365-$116,900 USD
Please be advised that each candidate may submit a maximum of four applications within any 30-day period. We encourage you to carefully evaluate how your skills and interests align with Coinbase's roles before applying.
Commitment to Equal Opportunity
Coinbase is proud to be an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, creed, gender, national origin, age, disability, veteran status, sex, gender expression or identity, sexual orientation or any other basis protected by applicable law. Coinbase will also consider for employment qualified applicants with criminal histories in a manner consistent with applicable federal, state and local law. For US applicants, you may view the Employee Rights and the Know Your Rights notices by clicking on their corresponding links. Additionally, Coinbase participates in the E-Verify program in certain locations, as required by law.
Coinbase is also committed to providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process, please contact us at accommodations[at] to let us know the nature of your request and your contact information. For quick access to screen reading technology compatible with this site click here to download a free compatible screen reader (free step by step tutorial can be found here).
Global Data Privacy Notice for Job Candidates and Applicants
Depending on your location, the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we manage the data of job applicants. Our full notice outlining how data will be processed as part of the application procedure for applicable locations is available here. By submitting your application, you are agreeing to our use and processing of your data as required. For US applicants only, by submitting your application you are agreeing to arbitration of disputes as outlined here.
AI Disclosure
For select roles, Coinbase is piloting an AI tool based on machine learning technologies to conduct initial screening interviews to qualified applicants. The tool simulates realistic interview scenarios and engages in dynamic conversation. A human recruiter will review your interview responses, provided in the form of a voice recording and/or transcript, to assess them against the qualifications and characteristics outlined in the job description.
For select roles, Coinbase is also piloting an AI interview intelligence platform to transcribe and summarize interview notes, allowing our interviewers to fully focus on you as the candidate.
-
Compliance Analyst
Only for registered members Charlotte
-
Compliance Analyst
Full time Only for registered members Charlotte
-
Compliance Analyst
Only for registered members Charlotte
-
compliance analyst
Only for registered members Charlotte
-
Compliance Analyst
Full time Only for registered members Charlotte
-
Compliance Analyst
Only for registered members Charlotte
-
Compliance Analyst
Only for registered members Charlotte, NC
-
Analyst, Compliance
Only for registered members Charlotte
-
Compliance Analyst
Only for registered members Charlotte, NC
-
Senior Compliance Analyst
Only for registered members Charlotte
-
Regulatory Compliance Analyst
Only for registered members Charlotte
-
Regional Compliance Analyst
Only for registered members Charlotte
-
Senior Compliance Analyst
Only for registered members Charlotte
-
Lead Compliance Analyst
Only for registered members Charlotte
-
Lead Compliance Analyst
Only for registered members Charlotte
-
Senior Compliance Analyst
Only for registered members Charlotte
-
Lead Compliance Analyst
Full time Only for registered members Charlotte
-
Investment Compliance Analyst
Only for registered members Charlotte, NC
-
Senior Compliance Analyst
Only for registered members Charlotte
-
Compliance Business Analyst
Only for registered members Charlotte
-
Lead Compliance Analyst
Only for registered members Charlotte