Compliance Officer III - San Ramon, CA

Only for registered members San Ramon, CA, United States

1 week ago

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Job Summary

This position is within the Administrative Services Group Compliance Function and is responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate compliance.

Responsibilities

  • Helps develop and recommend policies, procedures and programs to ensure compliance with existing regulations.
  • Implements compliance program initiatives in the assigned business line(s).

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