VP Compliance - New York

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

Safety-net hospital in New York seeks an experienced compliance professional to serve as VP of Compliance, Audit and Privacy. · ...

We are seeking an experienced compliance professional to serve as VP of Compliance, Audit and Privacy in a safety-net hospital in Brooklyn, NY. · To oversee and monitor the adoption of the compliance program. · To draft an annual compliance work plan outlining strategies for meet ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

We are seeking a skilled and detail-oriented Regulatory Compliance Consultant to support ongoing compliance initiatives related to employee personal trading and internal policy adherence. · Review employee personal trading pre-clearance requests to ensure alignment with internal ...

A global investment management firm seeks a Compliance Officer in New York. The role reports to senior compliance leadership and works closely with both Compliance and Legal. · Assist with electronic communications reviews to help identify potential policy concerns. · Review and ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm's global credit platform. · Minimum of 3 years of experience in a compliance role within the asset management or financial ser ...

We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. The VP will report to the Global Head of AML and work on AML processes including KYC onboarding and refreshes, asset due diligence, ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · Maintain up-to-date compliance for federal, state, and local regulations, includ ...

The Director of Compliance will lead the development, implementation, · and oversight of Grameen America's comprehensive compliance program. · Develop, implement, · and maintain a comprehensive risk-based compliance program that addresses all federal, · state,and local regulation ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

The Compliance Testing/Data Mining Analyst is tasked with gathering the data required for compliance-related monitoring testing activities and validating the integrity of extracted data. · ...

Reporting to the Head of Compliance Transversal division for Americas, · the Reporting & Training Officer will define and improve the Compliance reporting · framework and execute the annual CACIB Americas Training plan.Create or assist with preparation and delivery of ad-hoc com ...

We are seeking to recruit an experienced VP Compliance with demonstrated investment adviser compliance program development and implementation experience in the alternative investment industry. · ...

The Compliance Manager is responsible for coordinating facilities operations,vendor management, · regulatory compliance,and capital project readiness across numerous senior supportive housing sites.This role works closely · with the Director of Facilities,program staff,vendors,an ...

A Compliance Analyst will focus on surveillance and monitoring activities while collaborating closely with legal, compliance, technology, and business stakeholders to support the firm's regulatory obligations. · Analyze outputs from internal surveillance tools to identify potenti ...