- Perform holistic Enhanced Due Diligence (EDD) review of high-risk customers using customer risk scoring models per departmental processes and procedures.
- Monitor transactions for possible money laundering and terrorist financing using automated AML software monitoring systems reports other methods for high-risk clients.
- Investigate document identify suspicious activity seasoned judgment determine if Suspicious Activity Reports (SARs need be filed prepare file SARs the AML CIU team.
- Review conduct adverse media searches suggest account restrictions closures based risk institution.
- Carry out Customer Due Diligence (CDD) PEP sanctioned individuals Negative News/Derogatory information OFAC matches;
perform Capital Market client onboarding new foreign accounts,
and extensive background investigations public private databases per AML regulatory standards prevent operational reputational risk;("(Required Skills/Objective)
Compliance Analyst II-AML CIU International - Miami - Stifel Financial
Description
Role Summary
This Compliance Analyst II-AML CIU International role at Stifel involves systematically reviewing high-risk clients from a risk-based approach. The AML CIU Analyst conducts surveillance reviews to identify potential suspicious transactional activity, including onboarding reviews, Politically Exposed Persons (PEPs) reviews, sanction reviews, negative news/derogatory information reviews, Office of Foreign Asset Control (OFAC) match reviews, beneficial ownership reviews, and new foreign account reviews.