Senior SOX Risk Advisor - San Diego

This is an opportunity to join an insurance brokerage company that was recognized by US Business Insurance as having the number one Best Workplace Culture in the country. · ...

This role involves working as a Property & Casualty (P&C) Risk Advisor for an insurance brokerage company. As an owner of the company, you will play a vital role in its growth and perpetuation. · ...

Join a company with great culture and support of a team for a rewarding career. · Play a vital role in the growth and perpetuation of a company. · Become an owner of the company with strong reputation. · ...

We are teaming up with an insurance brokerage company that has been recognized year after year as one of the best insurance companies to work for in the country.This role is perfect for those looking for a rewarding career while having the support of an amazing team with GREAT co ...

This is the role for you if you are looking for a rewarding career while having the support of an amazing team with GREAT company culture. As an Employee Benefits Risk Advisor you will play a vital role in the growth and perpetuation of a company. · ...

Madison Avenue Securities is seeking a Surveillance Principal to help strengthen and evolve our trade and conduct surveillance programs across our dually registered RIA and Broker-Dealer platform. · This role plays a critical part in protecting the firm, our advisors;and clients ...

The firm seeks a Surveillance Principal to strengthen their trade surveillance programs. · Protecting the firm, advisors, clients by identifying potential misconduct. · Combining analysis with judgment to monitor trading activity,oversee personal trading · ,and continuously impr ...

Provide service to clients in conjunction with the Risk Advisor or Senior Client Manager while providing assistant level support to the team members per the Client Administrator job description. · Become familiar with all of his/her clients and is responsible for service provided ...

This job is responsible for supporting the Market Executive in driving out business strategy, · directly managing financial advisors and yielding responsible growth through operational excellence and risk management. · ...

+Job Summary · At LPL Financial we empower professionals to shape their success while helping clients pursue their financial goals with confidence. · +ResponsibilitiesDevelop enterprise-wide frameworks that support effective risk management across the organization. · Maintain sup ...

We are seeking a Category Management Advisor to join our dynamic Supply Management team in San Diego. This role is ideal for professionals with deep expertise in software procurement, AI, and cloud environments. · Manage the full procurement lifecycle for medium to high-risk cate ...

+ Build a career where ambition meets innovation. · + Access cutting-edge resources in a collaborative environment · + Make an impact as Assistant Vice President of Risk Management for LPL Financial + Develop enterprise-wide frameworks for effective risk management + Drive cross- ...

We are seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. · Assist Profit Formula Financial Advisor(s) colleagues with service and operational related activities such as providing service to clients via telephone, direct interaction an ...

Madison Avenue Securities is seeking a Surveillance Principal to help strengthen and evolve our trade and conduct surveillance programs across our dually registered RIA and Broker-Dealer platform. · ...

We are seeking an experienced professional to lead our incentive operations team. As Assistant Vice President, Incentive and Reward Operations, you will be responsible for managing end-to-end operational management of enterprise-wide incentive programs. · ...

Associate Financial Advisor provides exceptional financial advice and investment management services to clients. They serve as an integral member of an advisory team and maintain relationships with customers by earning trust. · ...

+ Build a career where ambition meets innovation at LPL Financial. A senior leader responsible for designing a comprehensive corporate security program across all offices and business operations is needed. The role oversees physical security and crisis management; leads a global ...

This job supports the Market Executive in driving business strategy and managing financial advisors. Key responsibilities include recruiting, retaining and developing talent, creating a sales and service culture, · Executing market business plans with advisor productivity focus, ...

What if you could sit at the very center of strategy and transformation? · You could partner across business, product, and technology to design the blueprints that shape the future of wealth management. · ...

We empower professionals to shape their success while helping clients pursue their financial goals with confidence. · ...