Regional Supervision Manager - Scottsdale
1 month ago

Job summary
The Regional Supervision Manager (RSM) is responsible for the review of Brokerage and Directly held transactions as presented within the back-office systems; ensuring those transactions are in the client's best interest.Responsibilities
- Work with various engagement models to ensure the Supervision support is providing consistent service.
- Conduct transaction and account review for all transactions for direct reports.
Job description
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