Senior Analyst, Compliance

The Compliance Analyst supports Electric Compliance Performance and Excellence by conducting research, data analysis, reporting, and quality control activities that enable accurate and compliant data responses.This role supports both Support Desk Compliance and Quality Control Co ...

We are seeking a detail-oriented Compliance Analyst to support Electric Compliance Performance and Excellence organization. · This role will focus on compliance data responses, quality control, · records management, · and audit-ready documentation. The ideal candidate is highly o ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

The Senior Compliance Analyst is responsible for supporting the organization's global compliance program by ensuring adherence to laws, regulations and internal policies. · ...

The Compliance Analyst conducts research, data analysis, data entry and reporting in support of data response strategy and Electric Compliance business decision making. · ...

The Compliance Analyst supports the NERC compliance programs by conducting detailed reviews and analysis of compliance evidence, report findings and maintaining program documents for Certrec Corporation clients. · Producing high-quality compliance deliverables. · Coordinating and ...

Hartford Funds is seeking a motivated self-starter to serve as a Compliance Analyst supporting its broker-dealer. · ...

The Compliance Analyst reviews business processes and monitors for compliance risks to support the development and maintenance of policies aligned with governing regulations.This role involves high-level research auditing data analysis to identify anomalies mitigate risk and ensu ...

This role conducts data research analysis logging and reporting to support Electric Compliance data response strategy and business decision-making. · Evaluate current compliance processes for opportunities to improve accuracy and efficiency. · ...

Job Title : Compliance Analyst · Location: Kohler, Wisconsin · Type: Full Time · Our client is looking for Compliance Analyst who will help support ethical business practices and strengthen our compliance framework. In this role, you will contribute to compliance program developm ...

We believe in providing staffing solutions to address the current talent gap Right Talent Right Time Right Place Right Price and acting as a Career Coach to our consultants. · ...

A tech-driven financial services organization seeks a Compliance Analyst to serve as a key Subject Matter Expert (SME) on regulatory matters. · ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S. · operations.In this temporary role you will manage employee disclosures, · trade monitoring,and regulatory documentat ...

+Job summary · We are seeking a detail-oriented and proactive Compliance Analyst to join our team. You will play a key role in ensuring that our Independent Consultants adhere to all relevant legal, regulatory, and ethical standards within the direct selling industry. · ,+Benefit ...

A leading wealth management firm, to support their search for a Compliance Analyst in New York. Reporting to the Chief Compliance Officer – Central Compliance, this full-time role offers a hybrid work schedule in NYC and provides a unique opportunity to contribute to the firm's g ...

The IT Compliance Analyst will be focused on identifying and mitigating compliance risk, compliance initiatives and assessments. Reporting to the Senior Manager, Information Security & IT Infrastructure, the IT Compliance Analyst will support the planning, execution, and reportin ...

This job was posted by · information,1 please see: · Join our Compliance team in Manhattan as a Compliance Analyst** The · Compliance Department acts as the internal quality control for the Bank,ensuring that employees follow all regulations and policies for the benefits of the ...

+Job summary · The SAP/CIS SOX Compliance Analyst III supports regulatory and compliance initiatives within the Transformation Project Office. · +Identify, evaluate, and support regulatory and SOX compliance deliverables for CIS transformation initiatives. · Assess project design ...

+ Perform ongoing compliance monitoring testing and due diligence across mortgage loan processes · + Ensure adherence to federal and state regulations including TRID RESPA HMDA MDIA and QM · + Conduct pre- and post-close compliance reviews to identify regulatory gaps and risks · ...

Highly regarded global investment management firm is seeking a Compliance Analyst to join their dynamic team. · Strong experience with investment and trading activities and conducting · pre- and post-trade surveillance. This dynamic team will provide mentorship, a growth path, a ...

NISA Investment Advisors seeks bright individuals with strong analytical skills to confirm trades follow client guidelines. · ...