Commission Analyst Broker Dealer Experience - New York

We are seeking an experienced Commissions Analyst to join our team. The ideal candidate will have experience in broker dealer firms and financial services. They will be responsible for managing compensation and contract terms for Financial Representatives and other professionals. ...

The Commissions Analyst role is responsible for managing financial representatives and ensuring accurate field compensation. The ideal candidate should have green card or be of citizenship and live within a reasonable distance of the firms office locations. · ...

The ideal candidate should possess a green card or be of citizenship. · Manage Financial Representatives (FRs), Protégé's, Registered Representatives (RRs), Professional Associates (Client), Financial Professionals (FPs), Full Time Agents (FTAs), Broker and Wholesaler compensatio ...

We are seeking a FINOP to support our Broker-Dealer Clients. The role involves supporting monthly, quarterly and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.Ba ...

BIP US Consulting seeks a DMS Integration Expert to address structural data challenges across independently owned dealerships operating multiple Dealer Management System (DMS) platforms.The role focuses on improving OEM-level data visibility, standardizing integration patterns be ...

A rapidly growing Financial Services firm is seeking a Chief Compliance Officer for a full-time position. · Responsible for running and managing a compliance program for U.S. FINRA-registered broker-dealer. · ...

The Wholesale Account Specialist plays a critical role in expanding and strengthening wholesale parts relationships between independent repair facilities and Dealers. · This field-based position focuses on acquiring new shop accounts, driving adoption of electronic parts ordering ...

Top-Tier Financial Services Firm in New York City is seeking a FINOP to support their Broker-Dealer Clients. · Bachelor's degree in accounting or finance. · FINRA Series 27 License · CPA License ,Knowledge of SEC rules and regulations, · ,primarily SEA Rule 15c3-1andSEA Rule ...

Are you passionate about building trusted relationships and driving innovation at scale? · Amazon Autos is revolutionizing the vehicle discovery and shopping experience, connecting customers with their ideal vehicle. · You'll have the opportunity to unleash your entrepreneurial s ...

We are revolutionizing the vehicle discovery and shopping experience connecting customers with their ideal vehicle As a Sr Seller Success Manager at Amazon Autos you ll have the opportunity to unleash your entrepreneurial spirit and tackle complex challenges alongside industry-le ...

We are seeking a highly experienced Business Development Director to drive USDC adoption across the repo and swap dealer ecosystem. · Reporting to the Global Head of Capital Markets, you will be responsible for driving USDC adoption across the repo and swap dealer ecosystem. · ...

Join us as we deploy our Tesla-like end-to-end vehicle commerce platform across the $1.2T vehicle retail industry. · Be part of the team building the infrastructure powering the next era of vehicle commerce. · Echo has two powerful go-to-market motions: Dealer and Enterprise.This ...

A leading global financial institution is seeking a Vice President to join its Internal Audit division with focus on Regulatory Compliance audits. · This team plays a key role in providing independent assurance on the firm's risk management and control environment. · This is a hi ...

A rapidly growing Financial Services firm based in New York City is seeking a Chief Compliance Officer for a full-time position. · Rapidly growing financial services firm seeking chief compliance officer for full time position · ...

Our client is a broker dealer looking to fill roles within their accounting and finance department.The EVP Finance & Operations role will report to the CEO. · Oversight of daily operational activities ...

The Wholesale Account Specialist plays a crucial role in expanding the network and enhancing the relationships between independent repair facilities and Volkswagen and Audi Dealers. · ...

The Assistant Controller is a key member of the Finance team at a self-clearing broker-dealer responsible for both general accounting functions and regulatory financial reporting. · Prepare and review journal entries account reconciliations supporting schedules · Maintain accurat ...

A leading self-clearing broker-dealer is seeking an accomplished EVP of Finance & Operations to oversee all financial, operational, and regulatory functions of the firm. · ...

We are seeking a Compliance professional with strong broker-dealer experience supporting Sales & Trading activities. · ...

Our client seeks a Compliance professional with strong broker-dealer experience supporting Sales & Trading activities. · ...