Regulatory Operations Analyst - St. Petersburg, FL

Only for registered members St. Petersburg, FL, United States

4 days ago

Default job background
Our Client, a Global Financial Services Firm, is seeking a Regulatory Reporting Analyst in their St. Petersburg, Florida location. · **SIE and Series 99 required · Job Summary · Under minimal supervision, supports the monitoring and control of client assets, regulatory reporting, ...
Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Work in company

    Operations Analyst

    Only for registered members

    +This is a Contract position based out of Saint Petersburg, FL. · +Develop working knowledge of the organization's policies/procedures and regulatory compliance requirements to adhere to all protocols when openings new customer accounts · Develop and maintain necessary process an ...

    Saint Petersburg $26 - $28 (USD) Freelance

    3 weeks ago

  • Work in company

    Operations Analyst

    Only for registered members

    +Job summary · We are currently ramping up their Operations organization to support the incoming influx of new Financial Advisor onboardings. · +ResponsibilitiesDevelop working knowledge of the organization's policies/procedures and regulatory compliance requirements to adhere to ...

    St. Petersburg

    3 weeks ago

  • Work in company

    Operations Analyst

    Only for registered members

    We are currently ramping up their Operations organization to support the incoming influx of new Financial Advisor onboardings. · -Develop working knowledge of the organization's policies/procedures and regulatory compliance requirements · -Develop and maintain necessary process a ...

    Saint Petersburg $26.44 - $28.85 (USD) Freelance

    3 weeks ago

  • Work in company

    Operations Analyst

    Only for registered members

    We are currently ramping up their Operations organization to support the incoming influx of new Financial Advisor onboardings. · Develop working knowledge of the organization's policies/procedures and regulatory compliance requirements to adhere to all protocols when openings new ...

    St. Petersburg, FL

    3 weeks ago

  • Work in company

    Operations Analyst

    Only for registered members

    This employee will develop detailed project plans for the implementation of operational initiatives through analytical/quantitative and qualitative analysis. They will also assist in overall project administration. · ...

    Clearwater Full time

    1 month ago

  • Work in company

    Operations Analyst

    Only for registered members

    The Operations Analyst will assist with opening new accounts and ensuring compliance requirements are met. · Develop working knowledge of the organization's policies/procedures and regulatory compliance requirements to adhere to all protocols when openings new customer accountsPr ...

    St. Petersburg

    3 weeks ago

  • Work in company

    Operations Analyst

    Only for registered members

    The position involves assisting incoming FAs and Branch Associates with the New Accounts opening process. · Develop working knowledge of the organization's policies/procedures and regulatory compliance requirements. · Provide white-glove service to incoming Raymond James clients. ...

    St. Petersburg, FL

    3 weeks ago

  • Work in company

    Revenue Operations Analyst

    Only for registered members

    onPhase is seeking a detail-oriented RevOps Analyst to support our Go-To-Market (GTM) teams and Revenue Operations function. · ...

    Clearwater Full time

    3 weeks ago

  • Work in company

    Operations Financial Analyst

    Only for registered members

    The Operations Financial Analyst provides financial and analytical support to the Operations Finance Manager including consolidation of financial reports, financial analysis, and other related financial reporting. · ...

    Clearwater

    1 month ago

  • Work in company

    Regulatory Operations Analyst

    Only for registered members

    The Client is seeking a Regulatory Reporting Analyst in their St. Petersburg location. The job involves monitoring and control of client assets, regulatory reporting and compliance with industry rules. · Support the monitoring and control of client assets. · In partnership with m ...

    St. Petersburg

    4 days ago

  • Work in company

    Regulatory Operations Analyst

    Only for registered members

    This company is seeking a Regulatory Operations Analyst in St Petersburg. · ...

    St. Petersburg

    1 month ago

  • Work in company

    Regulatory Operations Analyst

    Only for registered members

    · Must live or work within 50 miles of a home office location. St Petersburg, FL, Memphis, TN, or Southfield, MI* This position follows our hybrid schedule – In office days will be 3 per week averaging 12 days per month in applicable Corporate Office. Opportunity for extension o ...

    St. Petersburg

    2 days ago

  • Work in company

    Regulatory Operations Analyst

    Only for registered members

    This role involves safeguarding client assets, supporting regulatory compliance, and partnering with internal teams to strengthen operational integrity. · Knowledge of brokerage operations, financial markets, and SEC/FINRA regulationsStrong analytical skills · Experience reviewin ...

    Saint Petersburg Freelance

    3 days ago

  • Work in company

    Regulatory Operations Analyst

    Only for registered members

    We're looking for detail-oriented, analytical professionals to join our Operations Control team. In this role, you'll help safeguard client assets, support regulatory compliance, and partner with internal teams to strengthen operational integrity. · ...

    St. Petersburg, FL

    2 days ago

  • Work in company

    Network Operations Analyst

    Only for registered members

    The Network Operations Analyst will be responsible for day-to-day operations, troubleshooting and implementation of network infrastructure within the global Raymond James environment. · ...

    St. Petersburg Full time

    1 month ago

  • Work in company

    Operations Development Analyst

    Only for registered members

    · This role serves as a critical bridge between Operations, Supply Chain, Business, and IT. · This role combines deep functional expertise in materials management with strong digital acumen to support lead and scale transformational initiatives. ...

    St. Petersburg

    1 week ago

  • Work in company

    Operations Development Analyst

    Only for registered members

    This role serves as a critical bridge between Operations, Supply Chain, Business, and IT ensuring digital solutions deliver measurable value across Jabil's global manufacturing network.Serve as a Materials subject matter expert within the Digital Factory team translating operatio ...

    St. Petersburg

    1 week ago

  • Work in company

    Network Operations Analyst

    Only for registered members

    Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. · Ensure Keep-The-Lights-On tasks are handled with priority and efficiency. · Provide Tier-2 support for incidents and problem tickets. · ...

    St. Petersburg

    4 weeks ago

  • Work in company

    Regulatory Operations Analyst

    Only for registered members

    Under minimal supervision, uses intermediate knowledge and skills obtained through experience and/or training to monitor possession and control of client assets, complete regulatory reporting and assist the firm in maintaining proper compliance with industry/firm rules and regula ...

    St. Petersburg

    2 days ago

  • Work in company

    Security Operations Center Analyst

    Only for registered members

    A highly skilled Security Operations Center Analyst is required to provide top-notch security services. This individual must have a strong background in cybersecurity and experience working in a fast-paced, dynamic environment. · ...

    St. Petersburg

    3 weeks ago