Financial Advisor Series 7/65 or 66 - Charlotte

Financial Advisor position available in Charlotte with at least two years of risk management experience and an active Series 7 license. · ...

Financial advisor with experience in risk management and business operations. Active Series 7 license is required. · ...

The Life Services team at Bank of America provides comprehensive advice and customized solutions to clients to help them achieve their financial goals.As a Financial Solutions Advisor with our team you will use your knowledge and skills to build relationships with existing U.S. c ...

This Financial Solutions Advisor will guide beneficiaries through making informed financial decisions when inheriting assets by developing relationships with clients and engaging them in goals-based conversations that provide education on inheriting assets while delivering soluti ...

We are seeking a Service Advisor to support client relationships and partner closely with lead advisors in Charlotte. This role is well-suited for someone who enjoys client interaction and problem-solving. The position is in-office with flexibility. · Serve as primary point of co ...

We are seeking a Service Advisor to support client relationships and partner closely with lead advisors in our Charlotte office. · ...

We are seeking a Service Advisor to support client relationships and partner closely with lead advisors in our Charlotte office. · ...

We are seeking a detail-oriented, client-focused Financial Advisor to join our team in Charlotte. · Supporting client servicing needs (not sales-driven) · Processing account transactions, new accounts, transfers, and amendments · ...

The Market Supervision Manager (MSM) supports the Firm's business objectives and contributes to the Market's profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. · ...

As a Senior Client Specialist at Baird, you'll be a strategic partner in delivering exceptional client service and strategic partnership to one or more Financial Advisors. · ...

+We are looking for a proactive, detail-oriented Trading and Operations Associate to join our team. This role is essential to ensuring seamless portfolio management and operational support for our advisors. · ...

Leading financial services organization seeking experienced Onboarding Supervisory Principal for compliance review of incoming registered representatives. · This role ensures regulatory standards are met through detailed due diligence, risk-based decision-making, and close collab ...

Independent Advisor Alliance is seeking a relationship-focused, detail-oriented, and proactive Relationship Manager to join their team. · Support the Chief Experience Officer serving as a point of contact for advisors. · Foster long-term, mutually beneficial partnerships between ...

+This is a critical role within the firm where you will support client servicing needs. · + ...

This is an Unlicensed Training class with a large banking institution to obtain Series7 licenses. · We are seeking motivated individuals interested in launching a career in finance and financial advisory. · The training program will take place onsite, · Candidates will be provide ...

We're hiring a Wealth Advisor on behalf of our client—a wealth management firm in Charlotte, · NC. · Inherit established client relationships · No business development — pure relationship management · Strong planning team to support technical prep · Warm, stable, people-first cul ...

Our client is seeking a Relationship Manager to step into a leadership-level advisory role within a growing wealth management firm. · ...

This role is responsible for dealing in multi-asset class portfolios including ETFs and executing trades on behalf of licensed advisors.analyzing performance of various ETFs and make investment decisions · ...

The Compliance Specialist will assist in the supervision of transactions and other compliance functions to ensure adherence to applicable regulations and internal policies. · Act as an Office of Supervisory Jurisdiction (OSJ) Delegate with review of transactions for suitability a ...

The Internal Advisor Consultant proactively builds business partnerships with advisors in a defined geographic territory.This job partners closely with the Advisor Consultant to maintain current client assets, drive sales, cross sell advisors and convert prospects to clients. · ...