- Complies with legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
- Monitor, assess, and communicate regulatory changes and emerging compliance risks and trends to key partners and stakeholders.
- Assist business, Compliance, and other control function partners in responding to client escalations by conducting , compiling and presenting research as required.
- Remain current on emerging trends and developments, both within the local region and globally, affecting the regulatory environment.
- Ability to understand and interpret complex regulatory legislation.
- Works well independently and a strong team player.
- Strong skills in Microsoft Excel, Word, Power Point, and MS Visio.
- Bachelor's degree (in business, accounting, legal, or related field).
- Excellent business writing skills to update regulatory artifacts, Standard Operating Procedures, training material, etc.
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Business Operations - Menlo, United States - HCLTech
Description
Summary:
The main function of the Compliance Specialist is to ensure arrange, conduct and monitor compliance testing, audits, and investigations.]
Have you got what it takes to succeed The following information should be read carefully by all candidates.
Job Responsibilities:
Skills:
Education/Experience:
