- Ensures accurate completion of prospect or new client paperwork and account set up
- Follow up on funds transfer from surrendering company
- Maintains (CRM) database and client files (Filing, copies, data input)
- Organize clients' financial documentation into planning folder
- Maintain the integrity of the clients' original documents
- Research and follow up on any issues with the Broker/Dealer, WEG Operations, and vendors
- Record incoming assets to the appropriate blotting tool
- Dialogues with client to understand their personal history and current financial needs.
- Prepares account transactions, trades, deposits, withdrawals, RMDs, etc.
- Communicates to understand client requests, determines what needs to be done; communicates to the advisor or handles issue resolution, includes death claim processing
- May work with client's tax or legal counsel on client concerns
- Gather client data, prepare reviews, and maintain accurate account, beneficiary information & RMD tracking
- Schedule reviews
- Submit reviews to FA or AFA for a final review
- Post review-tasks; update account information, follow-up on paperwork, and record notes in CRM
- Assist in plan development
- Provide summary of client's personal info, financial position, and asset allocation
- Coordinate requests to Investment and/or Insurance Department
- Assist in the creation of reports/analyses from Morningstar, BRT (Kettley), etc.
- Submit Roundtable cases
- Finalize plan for delivery
- Records notes in CRM and planning file regarding client communication, and planning actions
- Demonstrates knowledge and can accurately execute against WEG's Suitability Guidelines, operational processes and sales model
- Understands financial terminology and products
- Attends Roundtable events
- Preps for FINRA licensing; continued learning
- Requires a 4-year degree; business, finance, economics preferred
- Advanced designation or working toward obtaining (CFP, CPA, MBA, etc.)
- Series 7, 66 (BD/RIA)
- Series 65 (RIA Only)
- Insurance Licenses
- 2+ years of experience within the wealth management industry
- Ability to prepare client reviews and assist in meetings with senior advisors
- Must possess excellent analytical, organizational, and communication skills (both oral & written)
- Must be able to manage multiple projects at once
- Engagement in the community
- Training and professional development
- Medical and dental coverage
- 401k - with match and profit sharing
- Health care spending and savings accounts
- Dependent care spending account
- Vision coverage
- Wellness programs and resources
- Life insurance - employer paid
- Short-term and long-term disability - employer paid
- Paid Time Off
- 10 paid holidays each year
- Paid parental leave
- Tuition reimbursement
-
Associate Financial Advisor
2 weeks ago
Wealth Enhancement Group Acquisition Hyannis, United StatesAbout Wealth Enhancement Group · Wealth Enhancement Group is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi ...
-
Bilingual Financial Advisor
3 weeks ago
New York Life Hyannis, United StatesNew York Life - · Were looking for bilingual (Spanish or Portuguese) professionals to join our team. Whether youre looking for a change or seeking to align with a stable, dependable firm, and you have a passion for insurance and investments, then theres no better place to work t ...
-
Sales Arborist
2 weeks ago
SavATree Mashpee, United States**Job Summary**: As a Sales Arborist your focus will be to develop, grow and support your assigned sales territory. This role will involve spending time with clients and prospects to diagnose and monitor landscapes, as well as estimating jobs and providing estimates for the work ...
-
Stellar Enterprises Popponesset Island, United StatesLuther Law Firm Job Description · Perspectives and direction are important to you. You want support to achieve your goals and the right signals to choose the right direction. At Luther, you can bring and realize your ambitions and potentials. Together, we shape the future - that ...
-
Profit Formula Financial Consultant
1 week ago
Wells Fargo Hyannis, United StatesWork with the Financial Advisor in providing clients with financial advice consistent with clients goals and risk tolerance. Meet with clients to collect financial information. Assess investment profile and evaluate clients financial needs. Advise cl Financial Consultant, Financi ...
-
Profit Formula Client Associate
3 weeks ago
Wells Fargo Hyannis, United StatesAbout this role: · Wells Fargo is seeking a Profit Formula Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at . · In this role, you will: · Assist Profit Formula Financial Advisor(s) co ...
-
Profit Formula Client Associate
3 weeks ago
Wells Fargo Hyannis, United StatesBy using a Site or interacting with a Wells Fargo advertisement or page or account on a third party site, you consent to this Policy, including your consent to our use and disclosure of information about you in the manner described in this Policy. · Profit Formula Client Associat ...
-
Rn Case Manager In-patient Per Diem
2 weeks ago
Martha's Vineyard Hospital (MVH) Oak Bluffs, United States**RN Case Manager In-Patient Per Diem** · PURPOSE OF YOUR JOB DESCRIPTION: · Assists in planning, developing, and organizing the operations of the Case Management Department regarding the implementation of utilization management, coordination of care activities, quality improveme ...
-
Relationship Manager
3 weeks ago
Rockland Trust Hyannis, United StatesJob Description · The Relationship Manager will be responsible for building and maintaining strong relationships with high-net-worth clients, providing a high level of personalized services to IMG's clients while supporting our new business efforts through teaming with IMG finan ...
-
Senior Wealth Management Officer
1 week ago
Cape Cod Five Cents Savings Hyannis, United StatesGENERAL SUMMARY: · The Senior Wealth Management Officer directs and coordinates activities relative to administering investment management accounts, creating and administering personal trusts, court-ordered guardianships, and other fiduciary accounts in accordance with the terms ...
-
Senior Wealth Management Officer
3 weeks ago
The Cape Cod Five Cents Savings Bank Hyannis, United StatesGENERAL SUMMARY: · The Senior Wealth Management Officer directs and coordinates activities relative to administering investment management accounts, creating and administering personal trusts, court-ordered guardianships, and other fiduciary accounts in accordance with the terms ...
-
Customer advisor
3 weeks ago
Velocity Solutions North Eastham, United StatesThe Sparda-Bank Hannover is a cooperative bank. Since 1903, we have been taking care of our fellow human beings. According to our mission statement, we are the fair and friendly contact for all financial matters, convincing with simple and powerful offers. · Our employees are cru ...
-
Sales Arborist
1 week ago
Savatree Mashpee, United StatesJob Summary As a Sales Arborist your focus will be to develop, grow and support your assigned sales territory. · This role will involve spending time with clients and prospects to diagnose and monitor landscapes, as well as estimating jobs and providing estimates for the work to ...
-
Banking Center Manager
3 weeks ago
The Cape Cod Five Cents Savings Bank Harwich, United StatesSUMMARY: The Banking Center Manager leads a Banking Center or Centers with a focus on providing leadership, delivering exceptional customer service, business development, and community relations. Responsibilities include exercising sound judgment; guiding Banking Center team in d ...
-
Assistant Banking Center Manager
3 weeks ago
The Cape Cod Five Cents Savings Bank Brewster, United StatesThe Assistant Banking Center Manager (ABCM) supervises the staff at a Cape Cod 5 Banking Center. Responsible for monitoring performance and operations, ensuring the highest level of customer care for Bank customers. As a trusted financial advisor, th Manager, Banking, Assistant, ...
-
Assistant Banking Center Manager
3 weeks ago
Cape Cod Five Cents Savings Brewster, United StatesSUMMARY: · The Assistant Banking Center Manager (ABCM) supervises the staff at a Cape Cod 5 Banking Center. Responsible for monitoring performance and operations, ensuring the highest level of customer care for Bank customers. As a trusted financial advisor, the ABCM will advise ...
-
Assistant Banking Center Manager
3 weeks ago
The Cape Cod Five Cents Savings Bank Falmouth, United StatesThe Assistant Banking Center Manager (ABCM) supervises the staff at a Cape Cod 5 Banking Center. Responsible for monitoring performance and operations, ensuring the highest level of customer care for Bank customers. As a trusted financial advisor, th Manager, Banking, Assistant, ...
-
Assistant Banking Center Manager
2 weeks ago
The Cape Cod Five Cents Savings Bank Brewster, United StatesSUMMARY: · The Assistant Banking Center Manager (ABCM) supervises the staff at a Cape Cod 5 Banking Center. Responsible for monitoring performance and operations, ensuring the highest level of customer care for Bank customers. As a trusted financial advisor, the ABCM will advise ...
-
Financial Paraplanner
2 days ago
Transcend Practice Management Plymouth, United StatesPARAPLANNER · Plymouth, MA (in office) · Salary = $65,000 to $75,000 · The best and brightest in the financial advisory industry always have choices in the wealth management arena. Working with our firm is an investment in your future that will reap rewards for years to come. ...
-
Financial Paraplanner
3 days ago
Transcend Practice Management Plymouth, United StatesPARAPLANNER · Plymouth, MA (in office) · Salary = $65,000 to $75,000 · The best and brightest in the financial advisory industry always have choices in the wealth management arena. Working with our firm is an investment in your future that will reap rewards for years to come. ...
Associate Financial Advisor - Hyannis, United States - Wealth Enhancement Group
Description
About Wealth Enhancement GroupWealth Enhancement Group is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 55,000 households from our over 100 offices - and growing - nationwide.
Since 1997, Wealth Enhancement Group has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future. For more information, please visit
The Associate Financial Advisor will work to support the senior advisors and the team to provide financial plans, financial advice and reviews for clients to achieve their financial goals. This person will assist sales team members so that advice and services are provided in a manner that meets the expectations communicated to the client.
The AFA will develop the skills to perform all basic functions within the sales team and has the ability to step-in to perform these duties when the workload for the team requires it. They will support and help create a team-based environment that builds trust in clients, generates referrals and supports the growth of our business.
Primary Job Functions:
New Client Onboarding and Financial Documentation
Our benefits aim to balance four key elements that make life and work meaningful: health and wellness, financial well-being, professional development, and work/life harmony. You may participate in the following benefits & development opportunities:
Information provided on this application will be kept confidential and only be shared with those involved in the selection process.
Equal Opportunity Employer, including disabled and veterans. This organization participates in E-Verify.
Click the following link to view Federal and E-Verify posters: Link
OSHA Requirements: This position requires the ability to stand or sit for long periods of time, file documents in high or low cabinets, to use the telephone and to use the computer systems.
&v=024){kind=logo}
