Compliance Risk Officer – Investment Banking - New York, NY

The Investment Banking Supervisor is responsible for overseeing the activities of analysts and associates to ensure high-quality execution of financial transactions and compliance with regulatory standards. · ...

公司简介 · 我们是一家位于美国的初创券商机构(Broker-Dealer),受 FINRA / SEC 监管,并为 Nasdaq 成员机构。核心业务涵盖 Investment Banking、Equity Sales 以及 Research。核心管理层来自知名华尔街大型投行,拥有 45年以上行业经验。 · 工作总体描述 · Base in New York (工作地点可以灵活安排)。该岗位将与资深投行团队紧密协作,从早期阶段参与券商平台的搭建与发展,在公司成长过程中发挥核心作用。 · 工作内容 · 协助 CEO / COO 搭建及优化投行业务模式与运营 ...

公司简介 · 我们是一家位于美国的初创券商机构(Broker-Dealer),受 FINRA / SEC 监管,并为 Nasdaq 成员机构。核心业务涵盖 Investment Banking、Equity Sales 以及 Research。核心管理层来自知名华尔街大型投行,拥有 45年以上行业经验。 · 工作总体描述 · Base in New York (工作地点可以灵活安排)。该岗位将与资深投行团队紧密协作,从早期阶段参与券商平台的搭建与发展,在公司成长过程中发挥核心作用。 · 工作内容 · 协助 CEO / COO 搭建及优化投行业务模式与运营 ...

+We are seeking a highly skilled and experienced Investment Banking Analyst to join our dynamic Financial Institutions Group within Specialty Finance and Alternative Asset Management,+ · +Execute transactions: support due diligence, document preparation, negotiation etc and liais ...

As a Vice President in Investment Banking Diversified Industries, you'll have experience developing strong relationships with corporates and financial institution clients. · ...

Job Description · We are seeking a highly skilled and experienced Investment Banking Analyst to join our dynamic Technology team, offering an exceptional opportunity to contribute to high-profile transactions and drive growth within a leading financial institution. · Job Summary ...

We are seeking an Analyst to join our industry leading team. The Shareholder Engagement and M&A Capital Markets (SEMAC) team is expanding its mandate within the bank to include broader shareholder engagement and M&A Capital Markets advisory. · Create, maintain and review complex ...

We are looking for a dynamic Junior Analyst to join our Capital Markets Advisory Desk.Leveraged Finance is a product group responsible for the origination of new issue corporate debt across all sectors of JPMorgan's sub-investment grade client base. · The platform syndicates a br ...

We are looking for a dynamic Junior Analyst to join our Capital Markets Advisory Desk. · As a Capital Markets Analyst within the Investment Grade Finance team, you will join a small group of professionals who provide unique connectivity between our investment banking and markets ...

We are seeking an Associate to join our industry leading team. · JPMorgan's Shareholder Engagement and M&A Capital Markets (SEMAC) team is expanding its mandate within the bank to include broader shareholder engagement and M&A Capital Markets advisory, while continuing to handle ...

Become part of J.P. Morgan's Security & Resiliency Initiative (SRI) Investment Banking group and help shape the future of industries essential to America's economic security. · ...

We are seeking a highly skilled and experienced Investment Banking Analyst to join our dynamic Media & Communications Investment Banking team, · Execute transactions: support due diligence, document preparation, negotiation etc and liaising with relevant counterpart at the client ...

Job Description · As an Analyst in the Investment Banking Division, you will be a key player in the execution of the firm's business. You will work with expert professionals at the heart of a leading global investment bank. Senior bankers will get to know you - both as a person a ...

Description · We are seeking an experienced Analyst to join our industry-leading Investment Grade Finance team.  · As an Analyst in Investment Grade Finance (IGF), you will function as a fully integrated team member, in a flat structure that allows for direct client interaction a ...

Join J.P. Morgan's Security & Resiliency Initiative (SRI) Investment Banking group and play a pivotal role in shaping the future of industries vital to America's economic strength. · ...

Job Description · We are seeking an Analyst to join our industry leading Investment Banking Mergers & Acquisitions team. · Job Summary · As an Investment Banking Analyst in the Strategic Investors Group ("SIG") M&A group:, you will be a key player in the execution of the firm's s ...

We are seeking a highly skilled and experienced Investment Banking Associate to join our dynamic Mid Cap – Business Services Investment Banking team. · ...

Description · Job Description · We are seeking a highly skilled and experienced Investment Banking Analyst to join our dynamic Financial Institutions Group within Specialty Finance and Alternative Asset Management, offering an exceptional opportunity to contribute to high-profile ...

Description · We are seeking a highly skilled and experienced Investment Banking Associate to join our dynamic Mid Cap Investment Banking team, offering an exceptional opportunity to contribute to high-profile transactions and drive growth within a leading financial institution. ...

Description · We are seeking a highly skilled and experienced Investment Banking Analyst to join our dynamic Mid Cap Healthcare Investment Banking team, offering an exceptional opportunity to contribute to high-profile transactions and drive growth within a leading financial inst ...

We are seeking a highly skilled and experienced Investment Banking Vice President to join our dynamic Industrials M&A Investment Banking team. · Prior work experience in an investment banking front office roleA well-rounded academic background from a top tier educational institut ...