Investment Compliance Analyst - Los Angeles - The TCW Group

We believe in providing staffing solutions to address the current talent gap Right Talent Right Time Right Place Right Price and acting as a Career Coach to our consultants. · ...

Mandarich Law Group is seeking an Compliance Analyst in their Chicago office. · This position involves working closely with Firm's Compliance Team to facilitate compliance with consumer laws. · The individual will manage consumer disputes, verification of debt requests, fraud and ...

This full-time role will work closely with the Chief Compliance Officer to ensure the firm meets regulatory requirements and maintains a strong compliance framework. · Conduct due diligence and sanctions screenings as part of AML/KYC processes. · Review marketing and investor com ...

The IT Compliance Analyst will be focused on identifying and mitigating compliance risk, compliance initiatives and assessments. Reporting to the Senior Manager, Information Security & IT Infrastructure, the IT Compliance Analyst will support the planning, execution, and reportin ...

Our client, a Westside-based financial services firm, is seeking a Compliance Analyst to join their team. This full-time role will work closely with the Chief Compliance Officer to ensure the firm meets regulatory requirements and maintains a strong compliance framework. · ...

Mandarich Law Group seeks an Compliance Analyst for their Chicago office or other locations. · ...

This position interfaces with department management and staff to perform deal memos versus contributions comparison and research quarterly statement contribution discrepancies. · Perform deal memos versus contributions comparison to identify potential billings. · Research quarter ...

This is an exceptional opportunity to join a well-established independent Investment Manager with an entrepreneurial and team-oriented culture. · ...

Analyze compliance data to identify trends and potential risks. Assist in preparing compliance reports for internal use and regulatory submissions. Monitor regulatory updates and assist in implementing changes. · A bachelor's degree in business, finance, or a related field is req ...

This is an exceptional opportunity to join a well-established independent Investment Manager with an entrepreneurial and team-oriented culture. · ...

Analyze compliance data to identify trends and potential risks. · Assist in preparing compliance reports for internal use and regulatory submissions. · Monitor regulatory updates and assist in implementing changes. · Support internal audits by providing data and documentation. · ...

The Labor Compliance Analyst monitors, reviews, and enforces the LACCD Labor Compliance Program · in accordance with the LACCD and DIR accepted practices. · li>Work with appropriate LACCD staff identifying applicability of state/federal prevailing wage requirements as well as pr ...

The Labor Compliance Analyst monitors, reviews and enforces the client's Labor Compliance Program (LCP) in accordance with the client and DIR accepted practices.The analyst performs field interviews and coordinates with contractors/subcontractors on all projects to ensure complia ...

The Investment Compliance Analyst will provide compliance support to investment teams and other functions within TCW. · ...

The Labor Compliance Analyst monitors reviews and enforces the client's Labor Compliance Program in accordance with the client and DIR accepted practices. · Work with appropriate LACCD staff identifying applicability of state/federal prevailing wage requirements as well as provid ...

We are one of the fastest-growing project and cost management consultancies in the United States, as reflected in our top 10 rankings in ENR. · Our firm is currently looking for a Labor Compliance Analyst to support a large educational facility construction program. · ...

The Investment Compliance Analyst will be a member of TCW's Investment Compliance team that provides compliance support to our investment teams, · as well as other functions within TCW. · ...

Position Overview: · Under supervision of appropriate employee staff, the Labor Compliance Analyst monitors, audits, and enforces the Company Labor Compliance Program (LCP) in accordance with the Company and Department accepted practices. Additionally, the analyst performs LCP fi ...

D'Leon Consulting Engineers is seeking a Labor Compliance Analyst in Los Angeles. · Work with appropriate staff identifying applicability of state/federal prevailing wage requirements as well as providing state and federal prevailing wage rates for inclusion in contract solicitat ...

The Investment Compliance Analyst will be a member of TCW's Investment Compliance team providing compliance support to our investment teams. · Work with Portfolio Management Trading Data Management and others within Investment Compliance to determine trade suitability review dail ...

At Cumming Group, you will work on some of the world's most exciting projects in a dynamic environment where your success is measured by the impact you make. We are one of the fastest-growing project and cost management consultancies in the United States, as reflected in our top ...