Digital Compliance Manager - Jersey City Office, Jersey City, NJ, US

The General Compliance Manager will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. · Conduct investigations into new accounts and ...

The General Compliance Manager will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. · Conduct investigations into new accounts and ...

A credit market neutral hedge fund based in New York is looking to hire a Compliance Manager with experience within the hedge fund / investment management industry. · The ideal candidate is a detail-oriented compliance professional who communicates clearly and thrives in a fast-p ...

We are seeking a Compliance Manager to join our Compliance Team and help administer and enhance our company's Broker Dealer compliance program. · The ideal candidate brings at least five years of relevant experience, preferably within a broker dealer environment, and demonstrates ...

Dual Fuel is a full service mechanical contracting company specializing in the service and installation of heating plants for multifamily and commercial buildings in the New York City metro area. · Lead the end-to-end subcontractor contracting process, including drafting, negotia ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · Maintain up-to-date compliance for federal, state, and local regulations, includ ...

The Compliance Manager is responsible for coordinating facilities operations,vendor management, · regulatory compliance,and capital project readiness across numerous senior supportive housing sites.This role works closely · with the Director of Facilities,program staff,vendors,an ...

The General Compliance Manager will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. · The ideal candidate will have hands-on experi ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

We take a people-first approach by investing in talent, empowering local leaders, and building a culture of exceptional execution, trust, and integrity. · Due Diligence, Gap Analysis & Remediation: Conduct seller compliance program due diligence (post LOI); work with ACA Global o ...

We are hiring a Compliance Manager to work closely with our compliance team and leadership teams to build, execute, and enhance compliance programs that support Aspen's RIA platform advisory businesses. · ...

Toss Securities US LLC is seeking an experienced Compliance Manager to join its growing team in New York. The role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets. · Support the CC ...

The VP/AML Compliance will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures. · ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. You will work directly with identity and fraud prevention platform, our fintech and banking partners, and our clients to design compliant onboarding and monitoring workflow ...

This job is with Wise, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. · Wise is a global technology company, building the best way to move and manage the world's money. · Whether people and businesses are sending mon ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...

We're looking for a Compliance Manager to lead and scale Berry Street's healthcare compliance program as we continue to grow nationally and expand payer partnerships. · This role will be a key owner of our HIPAA, insurance, and broader healthcare compliance efforts, partnering cl ...

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). · The company innovates the investing landscape through a d ...

The Compliance Manager is responsible for coordinating facilities operations, vendor management, regulatory compliance, · and capital project readiness across numerous senior supportive housing sites. · Maintain and update the preventive maintenance database for all buildings · T ...