Digital Compliance Manager - Jersey City Office, Jersey City, NJ, US

The VP/AML Compliance will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures. · ...

Job Description · Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance ri ...

· Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management p ...

· About Futu US Inc.: · Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).    · Our core mission revolves aro ...

Description · Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk m ...

We take a people-first approach by investing in talent, empowering local leaders, and building a culture of exceptional execution, trust, and integrity. · Due Diligence, Gap Analysis & Remediation: Conduct seller compliance program due diligence (post LOI); work with ACA Global o ...

About Futu US Inc.: · Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).    · Our core mission revolves around ...

The General Compliance Manager will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. · Conduct investigations into new accounts and ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · ...

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). · The company innovates the investing landscape through a d ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

Toss Securities US LLC is seeking an experienced Compliance Manager to join its growing team in New York. The role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets. · Support the CC ...

We're looking for a Compliance Manager to lead and scale Berry Street's healthcare compliance program as we continue to grow nationally and expand payer partnerships. · This role will be a key owner of our HIPAA, insurance, and broader healthcare compliance efforts, partnering cl ...

A credit market neutral hedge fund based in New York is looking to hire a Compliance Manager with experience within the hedge fund / investment management industry. · The ideal candidate is a detail-oriented compliance professional who communicates clearly and thrives in a fast-p ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...

The Compliance Manager is responsible for coordinating facilities operations,vendor management, · regulatory compliance,and capital project readiness across numerous senior supportive housing sites.This role works closely · with the Director of Facilities,program staff,vendors,an ...

Join our team as a Compliance Manager where you'll play a crucial role in shaping and managing the Bank Secrecy Act (BSA) Anti-Money Laundering (AML) and related compliance programs. · ...

We are seeking a Compliance Manager to join our Compliance Team and help administer and enhance our company's Broker Dealer compliance program. · The ideal candidate brings at least five years of relevant experience, preferably within a broker dealer environment, and demonstrates ...

This job is with Wise, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. · Wise is a global technology company, building the best way to move and manage the world's money. · Whether people and businesses are sending mon ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...