Contractor-Operations-Hourly - Jersey City
1 month ago
Job summary
The Compliance RICM team is responsible for monitoring regulatory developments across applicable issuing bodies and facilitating the process to communicate, assess and implement related relevant regulatory requirements.Responsibilities
- Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators.
- Timely communication of regulatory updates issued by regulators to subject matter experts within the firm that determine impact(s) and implement changes.
Job description
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