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- Compliance Expertise: Ensure products, services, operations, policies, and procedures comply with legal and regulatory requirements.
- Complex Issue Analysis: Monitor, research, and analyze complex issues relating to governance and compliance, employing technical expertise to develop strategies for resolution.
- Compliance Advice: Advise management and business units on applicable laws and regulations through written and oral analyses, reports, and other communications.
- Internal Compliance Reviews: Assist with internal compliance reviews and testing, recommending corrective actions and partnering with business units to implement them.
- Reporting: Prepare reports for the Company's Board of Directors to ensure they are fully informed of the Bank's Compliance Program.
- New Compliance Requirements: Lead compliance efforts to implement new or changed compliance requirements.
- Compliance Inquiries: Respond to various compliance inquiries from business units.
- Customer Complaints: Review and monitor customer complaints, responding promptly to their concerns.
Vice President Compliance Officer Commercial Banking - Denver - Core Talent
2 weeks ago
Description
Job Title:
#2 Compliance Officer
About the Role:
We are seeking a highly motivated and experienced Compliance Officer to join our team. Reporting to the Chief Compliance Officer, you will work closely with senior leadership to ensure organizational-wide compliance in consumer and commercial lending.
About Us:
BANK NAME is a leading financial institution with $1 - $5 billion in total assets and 10 - 20 locations. We offer a dynamic and entrepreneurial culture, as well as a comprehensive compensation package including a $100 - $110 base salary, bonus, 100% employer-paid healthcare, generous PTO, and flexible/hybrid work arrangements.
Responsibilities:
Requirements:
This role requires strong technical skills, excellent communication and analytical abilities, and a commitment to compliance excellence. If you are passionate about ensuring the highest standards of regulatory compliance, we encourage you to apply.
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