Audit Supervisor - Williston, United States - Workforce Connections

Description

JPC Audit Supervisor (Onsite Role)
[Charlotte, NC, , Connecticut, United States | Posted - 10/20/22
Onsite Audit Supervisor

• Global Banking

Location Options:
Charlotte, NC ; East Hartford, CT; New York, NY; Stamford, CT

Salary Range:
USD $85,000 – $110,000 / yr (offer will based on experience)
THIS ROLE IS 100% ONSITE.
Job Description

The role sits within the Global Corporate and Investment Banking (GCIB) global Audit team at an VP level and involves working closely with the teams in the APAC, EMEA and LATAM regions.

The role involves playing a lead role in the audits of GCIB front office.

We expect the individual to work as an individual contributor or as an Auditor In-charge on global audits and conduct testing independently but maintain ongoing interaction with the other regional audit team.

Develop an audit plan (e.g. audit scope, audit test plans) based on detailed evaluation of process/business risks & controls.
Draft quality and timely audit reports supporting audit opinions and share results with audit and business leaders.
Direct and mentor junior team members. Ensure timely completion of audits.
Demonstrate professionalism and competence.
Stay informed of current economic developments, applicable regulations, risk, processes, and controls relevant to GCIB business.
Responsibilities
Responsible for executing multiple areas of test work during audit activities
Uses analytical skills and/or technical expertise to execute assigned audit testing responsibilities
Identifies control deficiencies, discusses with line management and initiates control matter recommendations in assigned test areas
Begins to demonstrate basic project management skills
Assesses issues for impact to business processes, controls and strategies; recommends severity ratings and escalation of broad themes or trends
Establish business partner relationships; primary engagement is with line management
Exercises critical thinking and judgment to effectively influence management to improve the control environment
Supports employee development efforts, teamwork and a positive and inclusive work environment
Required Skills & Experiences

Minimum 7-10+ years of Internal Audit/front office/risk management experience with at least 3 to 5 years of Global Banking experience.

Knowledge of Banking products / process and associated risks
Minimum University level of education in a recognized University.
Able to perform effectively under pressure and comfortable at engaging with senior management at all levels of an organization across regions on complex issues
Solid risk assessment, analytical, problem-solving skills, and ability to apply critical thinking
Exceptional attention to details and ability to ask good questions to fully understand the business, process, and risk.
Develop team members by providing day to day coaching and guidance when acting as an AIC
Excellent verbal and written communication skills
Have an adventures spirit and open to any opportunities coming once way.
Desired Skills & Experiences
Professional Certification - CA / ACCA / CFA / FRM / CIA will be a plus.

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