Senior Manager, Compliance - Irvine

About Mischler Financial Group, Inc: Established in 1994, Mischler Financial Group, Inc. (MFG) is the securities industry's oldest diversity-certified broker-dealer that is owned and operated by service-disabled veterans (SDV). Our core competencies encompass investment banking a ...

Mischler Financial Group, Inc is seeking a detail-oriented Compliance Manager to join our firm. · The ideal candidate will have a strong foundation in regulatory compliance and risk management with exposure to trade surveillance practices and financial analysis within a broker-de ...

We're hiring a hands-on Compliance Manager who can work across regulation, engineering, and product. This is not a pure policy-writing role – you'll be directly shaping how compliance is implemented in the system (ledger logic, onboarding flows, audit logs, etc.). The role starts ...

Job Description · About Mischler Financial Group, Inc: Established in 1994, Mischler Financial Group, Inc. (MFG) is the securities industry's oldest diversity-certified broker-dealer that is owned and operated by service-disabled veterans (SDV). Our core competencies encompass in ...

Mischler Financial Group, Inc. is seeking a detail-oriented Compliance Manager to join our firm. In this position, you will perform a variety of regulatory compliance and risk management duties. · Assess internal controls. · Analyze financial statements and credit reports. · Moni ...

This is one of those rare legal roles that doesn't show up often. · We're partnering with a highly respected, boutique legal and fiduciary services organization that works closely with trust companies, · financial institutions, and high-net-worth clients. ...

· Full-time · Description · T&B Planning's CEQA Compliance Managers lead projects for land development, policy planning, and infrastructure projects. As a CEQA Compliance Manager you are responsible for coordinating teams of environmental technical experts, reviewing technical s ...

If you are looking for a challenging and exciting career in the world of technology, then look no further. Skyworks is an innovator of high-performance analog semiconductors whose solutions are powering the wireless networking revolution. Through our broad technology expertise an ...

Position: Compliance Manager · Type: Full-Time, Exempt · Compensation: $75,000 - $85,000 Yearly · Benefits: · Health Insurance (Medical, Vision, Dental) · PTO (Vacation, Sick) · Equity Shares (ESOP) · Key Responsibilities: · Maintain licenses, credentials, contracts, and accredit ...

Job Title · Compliance Assistant Manager · Location: · CA - Irvine · What You'll Do · The Compliance Assistant Manager, Regulatory and Business Change, supports the Compliance Manager and Compliance Director of Corporate Compliance in managing enterprise-wide regulatory and busin ...

Agelon is building compliance-first fintech infrastructure for private-fund real-world assets (RWA). We are hiring a Compliance Manager who can operate at the intersection of regulation, technology, and product. · Lead compliance deliverables for MSB registration and state MTL ap ...

The Social Compliance Manager is responsible for developing, implementing, and overseeing the company's social compliance and ethical sourcing programs across global apparel manufacturing partners. This role ensures factories meet company standards, legal requirements, and intern ...

Who We Are · Through our service brands Hyundai Motor Finance, Genesis Finance, and Kia Finance, Hyundai Capital America offers a wide range of financial products tailored to meet the needs of Hyundai, Genesis, and Kia customers and dealerships. We provide vehicle financing, leas ...

As a Compliance Assistant Manager you'll be a subject matter expert and provide advice, oversight and guidance related to regulatory compliance risks, control effectiveness, root cause analysis, and issue review and validation. · Leader in identifying the applicability and impact ...

The Social Compliance Manager is responsible for developing implementing and overseeing the company's social compliance and ethical sourcing programs across global apparel manufacturing partners. · Bachelor's degree in Supply Chain Business Sustainability or related field. · 7–10 ...

Make an impact that reaches across an entire division within Stryker Peripheral Vascular. In this role, you will shape how financial results are interpreted, trusted, and used to drive decisions. · ...

If you are looking for a challenging and exciting career in the world of technology, then look no further. Skyworks is an innovator of high-performance analog semiconductors whose solutions are powering the wireless networking revolution. · ...

This is a rare opportunity to build a regulated fintech foundation from day one and grow into a Chief Compliance Officer role. · ...

· Make an impact that reaches across an entire division within Stryker Peripheral Vascular. · Lead compliance with GAAP, SOX, and internal accounting policies by developing, updating, · and delivering training across the division. · ...

Join the organization that's driving the world's technology and shape the future. · Ingram Micro is a leading technology company for the global information technology ecosystem. · ...