Wealth Advisory Asset Management Compliance Attorney - New York, NY

Only for registered members New York, NY, United States

1 month ago

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Job summary

The candidate will provide legal advice and conduct detailed reviews of documentation for investment products offered to clients.

Responsibilities

  • Fund/Product Review: provide legal advice and conduct detailed reviews of documentation for investment products offered to clients,
  • Contract Drafting & Negotiation: draft, review, and negotiate critical agreements,
  • ,
  • Disclosure Filings: Assist in the preparation, review, and filing of key regulatory documents,
  • ,
  • Marketing & Communications Review: Review all public communications...

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