Senior IT SOX Compliance Analyst - Dallas

Apex Fintech Solutions powers innovation and the future of digital wealth management by building tech-forward solutions that help simplify, automate and facilitate access to financial markets for all. We are changing how the securities industry operates by reinventing the status ...

This position focuses on second-line compliance tasks, risk analysis, and process improvement within the sanctions program. · ...

We are seeking a detail-oriented and adaptable Compliance Analyst to support auditing, reconciliation, and compliance oversight across multiple seller and consigner platforms. · Conduct audits and reviews of seller and consigner activity to ensure compliance with contractual guid ...

Copart is looking for a motivated Compliance Analyst who is ready to learn and grow in their expertise. · ...

Copart is looking for a motivated Compliance Analyst who is ready to learn, grow, and level up their expertise. · ...

The Compliance Analyst (Regulatory) is an essential role within our Compliance Program, designed for a recent law graduate or newly licensed attorney eager to apply legal training in a dynamic regulatory environment. · This role operates in a hybrid, office environment 3 days pe ...

The Compliance Analyst performs a variety of activities in support of compliance program initiatives. · This position performs a variety of activities in support of compliance program initiatives. · Researching regulatory requirements and guidance. · ...

We are seeking a Compliance Analyst to join our team. The successful candidate will be responsible for managing examinations, audits and reviews on behalf of the Technology organization. This includes evaluating action plans and remediation actions with key stakeholders. · ...

The Trade Compliance Analyst ensures that import and export activities are conducted in full compliance with applicable U.S. laws and regulations. · ...

The Compliance Analyst is responsible for performing a variety of activities in support of compliance program initiatives with a focus on investigations and reporting; and auditing and monitoring. · This position performs a variety of activities in support of compliance program i ...

This position requires office presence of a minimum of 5 days per week and is only located in the location(s) posted. · ...

The Senior Compliance Analyst – Due Diligence (Insurance Products) is responsible for conducting comprehensive upfront and ongoing due diligence on insurance and annuity products and insurance carriers offered through the firm. · This role partners closely with compliance, produc ...

Our client seeks a Senior Compliance Analyst to support regulatory compliance activities in the financial services industry. · ...

Continental Electronics Corporation busca un analista comercial para garantizar que sus actividades comerciales cumplan con todas las leyes y regulaciones aplicables. · ...

The Trade Compliance Analyst ensures that import and export activities are conducted in full compliance with applicable U.S. laws and regulations. · Interpret and apply U.S. export and import regulations, escalating complex matters as needed · ...

The Risk Management function is the Bank's second line of defense responsible for identifying assessing and mitigating risk for the entirety of the firm through the evaluation and establishment of risk management procedures and policies. · ...

Apex Fintech Solutions is currently seeking a Fraud Compliance Analyst to support our Compliance department with investigations, fraud detection, and prevention experience within the fintech industry. · ...

We are seeking a dedicated and experienced Lead Compliance Analyst to oversee and manage security functions related to HR operations... · ...

The Senior Compliance Analyst – Due Diligence (Insurance Products) conducts comprehensive upfront and ongoing due diligence on insurance products and carriers offered through the firm. · Conduct upfront and ongoing due diligence on insurance products. · Partner with internal stak ...

The Senior Compliance Analyst – Due Diligence (Insurance Products) conducts comprehensive upfront and ongoing due diligence on insurance products. · ...

The IT Compliance Analyst will support the IT Sarbanes-Oxley (SOX) compliance program. This is an entry-level professional role designed to provide growth and development in IT compliance and governance. · ...