Compliance Specialist Software - Quincy, IL, United States - Emrick Insurance Marketing

Description

Integrity is one of the nation's leading independent distributors of life, health and wealth insurance products.

Integrity is driven by a singular purpose:
to help people protect their health and wealth so they can be ready for the good days ahead.

Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are — in person, over the phone or online.

Integrity's employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide.


Business Unit:
Emrick Group ||

Position Location:
Griggsville, IL

The Compliance Administrator will take on the following functions Compliance Specialist and Marketing designer, in addition to outside responsibilities as needed.

Compliance Duties include:
Implement EIM and Integrity Compliance Program.
Conduct ongoing supervision of RR's and IAR's. Determine necessary modifications to the supervisory structure and monitor and oversee the structure for the Firm.

Analyze monthly compliance reports to determine if regulations and firm polices are met within set timing standards, including oversight reports.

Conduct compliance audits of OSJ managers and direct reporting representatives/advisors and determine any necessary action items. Complete compliance questionnaires for each company
In charge of Policies and Procedures for EIM
Report Compliance Issues to Violation Trackers
Retain records of all thing's compliance
Assess Compliance Risk for EIM and Downstream Entities

Layout and design of all marketing and communication materials
Identifies the target audience for mail marketing and email lists.
Bachelor's degree required
Strong computer and technical skills: MS Office Suite
Excel, Agency Bloc, coding, Constant Contact, Pitney Bowes mailing system

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law.

In addition, Integrity Marketing Group, LLC will provide reasonable accommodations for qualified individuals with disabilities.

Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge.

We're proud of the work we do and the culture we've built, where we celebrate your hard work and support you daily.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law.

In addition, Integrity Marketing Group, LLC will provide reasonable accommodations for qualified individuals with disabilities

Regulatory Compliance Coordinator, Location:
Quincy, IL-62305