Risk and Compliance Officer - Charlotte, NC
2 weeks ago
Job summary
The Risk and Compliance Officer supports execution of the Bank's Integrated Risk Management framework.The role involves working with business units to identify, assess, monitor risks through leveraging risk assessments,
Key responsibilities include developing implementing and maintaining risk frameworks policies and procedures participating in risk governance committees preparing documentation as needed conducting risk assessments across business lines identifying emerging risks control gaps performing ongoing monitoring of key risks controls assigned lines of business performing routine analysis conducts interviews develops regular reporting to identify emerging risks create recommendations enhance control environments create risk mitigation strategies coordinating contributes quarterly enterprise reports for executive management Board Risk Committee assists assigned lines of business completing various types of assessments testing including trigger-based testing RCSAs review challenge validation scenario analysis risk appetite monitoring KRI tracking liaises with support functions ensure consistent application data management practices provides support regulatory examinations audits ad-hoc board requests.
Job description
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