Regulatory Reporting Director – US FinTech - SF Bay Area - MastarRec

    MastarRec
    MastarRec SF Bay Area

    1 week ago

    Description

    Regulatory Reporting Director – US FinTech

    Job Category: Financial Technology (FinTech)
    Job Type: Full Time
    Job Location: Austin, CA,CT, FL, IL, MA, NC, NJ, NY, SF Bay Area

    Location: United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).

    Reports to: CCO / CFO / General Counsel (depending on reporting obligations).

    Role Overview

    The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.

    Compensation Guidance

    Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.

    About MastarRec

    MastarRec is a boutique executive search partner supporting regulated organisations across the UK and United States. Apply (Confidentially): Submit CV via MastarRec.

    All applications handled confidentially. 

    Requirements

    Required Experience

    • 7–12 years regulatory reporting experience within financial services, broker-dealer, asset management, banking, or FinTech.
    • Strong understanding of reporting controls, data governance, and regulatory deadlines.
    • Proven ability to run complex reporting programs with multiple stakeholders.

    Preferred Background

    • SEC/FINRA reporting exposure (where applicable), or experience with partner-bank reporting obligations.
    • Background in controllership, financial controls, or compliance governance.


    Benefits

    Key Responsibilities

    • Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
    • Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
    • Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
    • Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
    • Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.

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