Compliance Associate - Dallas

Title: Compliance Associate · Location: Los Angeles, CA · Compensation Range: Competitive; commensurate with experience · Job Overview: · A leading investment management firm with over $20B in AUM is seeking a Compliance Associate to support the administration and enhancement of ...

This role provides meaningful growth opportunities within a leading investment firm. · ...

Title: Compliance Associate · Location: Los Angeles, CA · Compensation Range: Competitive; commensurate with experience · Job Overview: · A leading investment management firm with over $20B in AUM is seeking a Compliance Associate to support the administration and enhancement of ...

This Compliance Associate role reports to the Chief Compliance Officer and will focus on regulatory filings policy implementation and day-to-day oversight of the firm's compliance program. · ...

About Futu US Inc. · Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). · Our core mission revolves around inn ...

Asociado de Operaciones de Cumplimiento en Convera con sede en Santa Ana. · Asegurar que los nuevos clientes corporativos cumplan con los requisitos de KYC. · Actualizar perfiles y mantener registros actualizados. · ...

This position will be responsible for supporting internal cGxP, domestic and international supplier audits as well as compose audit responses and corrective actions to ensure company compliance with internal processes.We are leaders in plasma-derived medicines and transfusion med ...

We're looking for exceptional talent to help us achieve our mission of making financial advice better, more affordable, and accessible to all. If you're passionate about challenging the status quo and want to do the most important work of your life, we'd love to meet you · Suppor ...

This position will support internal cGxP audits domestic and international supplier audits compose audit responses corrective actions ensure company compliance internal processes. · ...

+ Altruist is transforming the multi-trillion dollar wealth management industry by building an AI platform for wealth professionals. We partner with financial advisors nationwide, empowering them to grow, optimize time and resources, and deliver superior outcomes for their client ...

Overview: · Under the direction of the Director of Strategy & System Solutions (or designee), the IT Compliance Research Assistant (ITCRA) conducts investigative research, data analysis, and quality assurance to support compliance, enforcement, and organizational objectives. This ...

Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. T ...

Asociado/a de Operaciones de Cumplimiento en Convera. · Asegurar que todos los nuevos clientes corporativos cumplan con los requisitos KYC, legislación y políticas AML. · Actualizar perfiles y mantener registros al día. · ...

This position offers a unique opportunity to shape Meta's approach to digital health and regulatory compliance at a global scale.This role is ideal for someone interested in navigating the evolving landscape of healthcare law and driving meaningful change in the tech industry. · ...

This position offers a unique opportunity to shape Meta's approach to digital health and regulatory compliance at a global scale. · Provide strategic legal support and guidance on complex healthcare fraud & abuse laws. · Support the ongoing development, enhancement, and oversight ...

We are seeking a Litigation Associate with 3–6 years of experience to join our growing consumer protection and complex litigation practice. · Draft pleadings, motions, and discovery; handle discovery disputes and case strategy. · Take and defend depositions and conduct witness in ...

Ares is seeking a Monitoring & Testing associate vice president to join our Compliance team. · Conduct and oversee ongoing compliance testing across all relevant areas, including the handling of inside information and material non-public information, adherence to the code of ethi ...

Job Description · Manatt, Phelps & Phillips, LLP, is seeking an associate with three to six years of litigation experience to join our growing team. · We are looking for candidates who are excited about taking on more responsibility. Candidates must have demonstrated consumer cla ...

Job Description · Manatt, Phelps & Phillips, LLP, is seeking an associate with three to six years of litigation experience to join our growing team. · We are looking for candidates who are excited about taking on more responsibility. Candidates must have demonstrated consumer cla ...

We are seeking an associate with three to six years of litigation experience to join our growing team. · ...