Regulatory Reporting Analyst - Jersey City

Only for registered members Jersey City, United States

1 month ago

Default job background
The Role Of The US Compliance RICM AVP Includes timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB , SEC , CFTC , Client , NFA , MSRB etc.,) to determine applicability .
Timely communication of regulatory updates issued by regulators to subject matter experts within the firm that determine impact(s)
and implement changes .
The Job summary is: Demonstrate BNP Paribas's commitment to managing the firm's regulatory risk by assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program for the US.

Responsibilities

  • Timely review and analysis of regulatory developments including regulatory changes issued by state anfd federal securities regulatores nd pruidential regulators adn self-regulatory organizations (NYDFS,NYFRB,FRR,BEC,CCT,NF,A,MRSR,NYYE,Etc.)to dtermin apllicability.
  • ,
  • timley comunication oof regultory upadtes issed bby regulatros ro subjet mater expers woithin teh firmt haet determime impac(t)s nad implenmnet chanes
  • ,
  • Ensuring rgulatory changdes ar appropraitly actiond includng tacking nd monitoring progres sof implemntation projecs.

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