Senior Compliance Officer - Austin

The Compliance Officer is responsible for independently running daily compliance operations for a registered investment advisor. · ...

The Investment Compliance Officer supports Texas PSF's mission by ensuring adherence to regulatory requirements, investment guidelines, and internal policies. · ...

The Investment Compliance Officer supports Texas PSF's mission by ensuring adherence to regulatory requirements, investment guidelines, and internal policies. · This position reports to the Senior Counsel of Corporate Operations and is responsible for monitoring investment compli ...

This position is responsible for conducting inspections on licensed pharmacies and pharmacies applying for licensure to ensure compliance with laws and rules governing the practice of pharmacy. The Compliance Officer will work under general supervision of the Director of Complian ...

The Compliance Officer is responsible for independently running daily compliance operations for a registered investment advisor. This role will report to the Chief Compliance Officer and work closely with the Chief Operations Officer. · Key Responsibilities:Review and disposition ...

The Senior Compliance Officer is responsible for managing the Global Code of Ethics and Standards of Conduct program by ensuring objectives are met with minimal impact to the organization. · Design and consultant with COO/DCCO on an enterprise-level compliance strategy that is al ...

The Senior Compliance Officer is responsible for managing the Global Code of Ethics and Standards of Conduct program by ensuring objectives are met with minimal impact to the organization. · Design and consultant with COO/DCCO on an enterprise-level compliance strategy that is al ...

Austin Community College seeks to recruit and retain staff who value intellectual curiosity innovative teaching are attracted by the college's mission to promote equitable access to educational opportunities care about student success and collaborate on strategies to facilitate s ...

Austin Community College seeks a Senior Grant Compliance Officer to provide effective oversight of grant awards and grant activities. · ...

This position serves as a member of the Texas Veterans Commission team responsible for assuring compliance of all grants awarded by the Commission. · ...

This position serves as a member of the Texas Veterans Commission team responsible for assuring compliance of all grants awarded by the Commission. · High School Diploma/GED and six (6) years related experience OR Associate degree and four (4) years related experience OR Bachelor ...

The Office of Research Support and Compliance (ORSC) at The University of Texas at Austin functions to ensure that all research conducted at the University is in compliance with applicable laws, regulations, and University policies. · ...

The Office of Research Support and Compliance (ORSC) at The University of Texas at Austin functions to ensure that all research conducted at the university is in compliance with applicable laws regulations and university policies. · ...

Under the supervision of the Chief Code Compliance Officer performs investigations evaluations and research associated with improvement or abatement of code violations determines the presence of nuisance violations health hazards unsafe building conditions and violations of any h ...

Under the supervision of the Chief Code Compliance Officer performs investigations evaluations and research associated with improvement or abatement of code violations determines presence of nuisance violations health hazards unsafe building conditions and violations of any healt ...

The Compliance Manager is responsible for developing, implementing and overseeing the company's compliance management system to ensure adherence to federal, state and investor regulations governing the residential mortgage industry.This role safeguards the company's operations by ...

The Risk Officer is responsible for supervisory compliance risk functions including maintaining business ethics adherence to laws regulations policies · Morgan Stanley Wealth Management supervises oversees monitors data security implements procedures manages all facets of risk c ...

We are seeking a CFO/COO to run the financial, operational, and administrative backbone of the office and its affiliated entities. · ...

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. Ensures that approvals are handled appropriately and timely. · Monitors and implements procedures to manage all facets of risk, including data security · Liaises with the Legal and ...

Dimensional's Compliance department is charged with the development and oversight of the firm's compliance internal controls, policies, and procedures. · Review and analyze marketing and other firm communications · Provide support for licensing and registration responsibilities · ...