Compliance Lead - New York

Pagaya is seeking a Compliance Lead to join our New York City office. This role will play a critical part in overseeing compliance operations, monitoring, and advisory functions across Pagaya's U.S. business. ...

Join our team as a Compliance Lead where you'll spearhead the creation and upkeep of a comprehensive compliance program.You'll manage compliance documentation serve as the main contact for regulatory inquiries and coordinate audits to maintain a compliant environment. · ...

We are looking for an AML/BSA Officer to lead our growing financial crime compliance oversight team in North America. · This senior role will be working alongside a small but highly effective team in second line compliance. · In this role you will be responsible for the effective ...

Pagaya is seeking a Compliance Lead to join our New York City office. · ...

Job summary · Fin is seeking a highly motivated and experienced individual to be the founding member of our Compliance team. · ...

Lead critical compliance initiatives shaping global financial security. · Proven experience with FircoSoft (Trust, Continuity, or related modules) in a financial services or fintech environment. · Strong understanding of OFAC and other global sanctions regimes. · ...

We are looking for an AML/BSA Officer to lead our growing financial crime compliance oversight team in North America. This senior role will be working alongside a small but highly effective team in second line compliance.In this role you will be responsible for the effective miti ...

+ Develop and implement Policies and Standards that align with industry requirements. + Design, develop, and maintain comprehensive information security policies. · Lead compliance initiatives and assessments, coordinating with cross-functional teams to ensure adherence to applic ...

We are looking for a Consumer Compliance Lead (Complaints) to join our growing team. · You will be an individual contributor, with an immediate focus on the regulatory complaints response process and related reporting. · ...

The Policy and Compliance Lead is responsible for developing and implementing Policies and Standards that align with industry requirements. · This role offers opportunities to work on cutting-edge security projects and grow your expertise in both business strategy and information ...

+ Compliance Oversight LeadJob summary · About Anthropic's mission is to create reliable, interpretable and steerable AI systems. · We want AI to be safe and beneficial for our users and for society as a whole. · ...

The Policy and Compliance Lead develops and implements policies that align with industry requirements. This role offers opportunities to work on cutting-edge security projects. · • Design comprehensive information security policies• Serve as a subject matter expert in policy inte ...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Senior IT SOX Compliance Director - REMOTE. · We are looking for a proactive approach to compliance and the ability to foster effective communication with senior leaders. · The ide ...

The Lead Compliance Analyst is responsible for leading the end-to-end filing and approval process across various commercial lines product initiatives and providing timely and accurate advice to stakeholders on product and underwriting regulatory requirements. · ...

The Policy and Compliance Lead is responsible for developing and implementing Policies and Standards that align with industry requirements. This role offers opportunities to work on cutting-edge security projects and grow your expertise in both business strategy and information s ...

+Job summary · We are looking for a Consumer Compliance Lead (Complaints) to join our growing team. · +ResponsibilitiesAnalyze communications of dissatisfaction from our customers to identify potential regulatory risk;Carefully and efficiently draft detailed and accurate formal w ...

A Senior Compliance Oversight Lead is sought to join an investment bank located in Midtown Manhattan. · Support the development and ongoing oversight of the Compliance Monitoring program. · Partner with global teams to design, enhance, and implement effective Monitoring Activitie ...

+We are seeking an Investment Compliance Engineering Lead to join Corporate Technology in New York, reporting to the Head of Legal Risk and Compliance Technology. · +Lead engineering delivery and operational ownership for the Investment Compliance technology portfolio · Partner w ...

We are partnered with a foreign banking organization seeking to hire a VP Lead Auditor to join their Regulatory Compliance Audit team based in New York City. · This position will lead and execute audits focused on second-line regulatory compliance, ensuring adherence to internal ...

We are seeking a talented Compliance Risk Assessment Lead to join our team. This individual will be responsible for managing and facilitating the U.S. Compliance Risk Assessment, reporting to the U.S. Head of Compliance Programs. · The ideal candidate will thrive in a fast-paced, ...