Senior Compliance Analyst - Newport Beach, CA

The Compliance Analyst partners closely with sales leadership as a trusted advisor, ensuring sales campaigns align with ethical, legal, and company standards. In this role, you'll take an active part in monitoring and reviewing sales data across various campaigns, analyzing detai ...

We're actively seeking a talented Senior Compliance Analyst II to join our Distribution & Marketing Compliance team in Newport Beach, CA.This hybrid role empowers you to collaborate effectively both in and out of the office. · ...

+ Develop product knowledge on CMD product offerings (life and annuity).Review, analyze, and approve sales and marketing materials. · Complete applicable filings requirements. · + Attain series 6 and 26 FINRA licenses+ Experience in the compliance field or is interested in develo ...

Job summaryThe Compliance Analyst partners closely with sales leadership as a trusted advisor, ensuring sales campaigns align with ethical, legal, and company standards. · ...

The Compliance Analyst partners closely with sales leadership as a trusted advisor, ensuring sales campaigns align with ethical, legal, and company standards. · Evaluate end-to-end sales campaigns, including messaging, segmentation, sales scripts, and incentive structures. · Prov ...

We re looking for a sharp reliable and proactive Compliance & Data Analyst to join our onsite team in Newport Beach In this role you ll help ensure the accuracy and integrity of the information we report protecting both our customers and our credit bureau partners You ll review d ...

· Compliance Analyst (IT/Cybersecurity Focus) opportunity in Huntington Beach, CA · Are you an IT professional with a strong cybersecurity background who enjoys bridging technology and compliance? · Family-owned for over 75 years, Precision Resource is a leading global supplier ...

+ Compliace analyst opportunity in Huntington Beach CA + Are you an IT professional with a strong cybersecurity background who enjoys bridging technology and compliance? · Family-owned for over 75 years Precision Resource is a leading global supplier of precision metal components ...

We are looking for a Compliance Analyst to join our team at KORT Payments. · The Compliance Analyst plays a critical role in monitoring regulatory updates and ensuring timely communication and compliance with standards. · ...

+Job summary · We are seeking a detail-oriented and proactive Compliance Analyst to join our team. You will play a key role in ensuring that our Independent Consultants adhere to all relevant legal, regulatory, and ethical standards within the direct selling industry. · ,+Benefit ...

Job Summary: The Compliance Analyst's role is to support the BSA & Compliance Officer and assist in the implementation and maintenance of the bank's compliance program. You will be responsible for monitoring and analyzing regulatory requirements, internal policies, and industry s ...

The Compliance Analyst plays a critical role in monitoring regulatory updates to ensure timely communication and compliance with standards. · This position supports the organization's compliance framework by identifying, logging, and escalating critical updates and alerts, · main ...

We are seeking a detail-oriented and proactive Compliance Analyst to join our team. · ...

PIMCO is a global leader in active fixed income with a total return approach to fixed income investing. · ...

Akkodis is seeking a Compliance Analyst for a 5-month contract (Possible Extension) job with a client in Carson, CA Onsite). · Rate Range: $28/hour to $30/hour; The rate may be negotiable based on experience, education, geographic location, and other factors. · Type: W2 Only, No ...

Volt is immediately hiring a Compliance Analyst in Santa Ana, CA. · As a Compliance Analyst, you will: Respond to classification and related inquiries from Logistics, Customer Service, Engineering, and Supply Chain.Extensive knowledge with classification of the US Harmonized Tari ...

Volt is immediately hiring a Compliance Analyst in Santa Ana, CA. · Respond to classification and related inquiries from Logistics, Customer Service, Engineering, and Supply Chain. · ...

We are seeking a skilled Senior Security Compliance Analyst who will develop and oversee our enterprise security governance framework ensuring compliance with regulatory requirements industry standards internal policies. · Develop implement maintain security policies standards gu ...

We are seeking an experienced and motivated Compliance Risk Senior Analyst to join EnFin's Licensing & Compliance Risk team and support. · ...

We are seeking a skilled Senior Security Compliance Analyst who will develop and oversee TP-Link's enterprise security governance framework. · Develop security policies, standards and guidelines aligned with industry best practices. · Establish a security governance framework to ...