- Make it human.
- Make it about others.
- Make it happen.
- Make it better.
- Monitor insurance regulatory, internal investment limits and guidelines to ensure compliance
- Maintain and administer insurance regulatory monitoring systems and processes
- Monitor corporate trading activities
- Assist with preparation and presentation of quarterly compliance metrics report to Investments Leadership.
- Monitor external investment managers to ensure compliance with investment management agreements, investment guidelines, and legal/regulatory requirements
- Assist with drafting and updating training materials for associates on legal, policy, and industry requirements
- Support creation and modification of policies and procedures to ensure best practices in an evolving regulatory environment
- Coordinate communication and training on investments and corporate compliance issues
- Collaborate with portfolio management, traders, credit analysts, and investments leadership across asset classes to mitigate regulatory risk
- Bachelor's degree
- Ability to function independently and multi-task with attention to detail
- Superior writing, oral communication, and interpersonal skills
- Familiarity with SQL, Microsoft 365 Office Suite, Copilot, etc.
- Familiarity with insurance investment regulations and NAIC guidelines.
- Exposure to institutional investments including fixed income, private placements, or alternative investments.
- Basic coding and database management skills (e.g., SQL, Python, or similar) to support compliance data analysis and automation.
- Interest in or progress toward a professional designation (e.g., CFA, CIPM, or similar) is a plus.
- Competitive Compensation & Total Rewards Incentives
- Comprehensive Healthcare Coverage
- Multiple 401(k) Savings Plan Options
- Auto Enrollment in Employer-Directed Retirement Account Feature (100% employer-funded)
- Generous Paid Time Off Including 12 Paid Holidays, Volunteer Time Off and Paid Family Leave
- Disability, Life, and Long Term Care Insurance
- Tuition Reimbursement, Student Loan Repayment and Training & Certification Support
- Wellness support including gym membership reimbursement and Employee Assistance Program resources (work/life support, financial & legal management)
- Caregiver and Mental Health Support Services
- At this time, Genworth will not sponsor a new applicant for employment authorization for this position.
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Investments Compliance Analyst - Stamford - Genworth
Description
Investments Compliance Analyst
At Genworth, we empower families to navigate the aging journey with confidence. We are compassionate, experienced allies for those navigating care with guidance, products, and services that meet families where they are. Further, we are the spouses, children, siblings, friends, and neighbors of those that need careand we bring those experiences with us to work in serving our millions of policyholders each day.
We apply that same compassion and empathy as we work with each other and our local communities. Genworth values all perspectives, characteristics, and experiences so that employees can bring their full, authentic selves to work to help each other and our company succeed. We celebrate our diversity and understand that being intentional about inclusion is the only way to create a sense of belonging for all associates. We also invest in the vitality of our local communities through grants from the Genworth Foundation, event sponsorships, and employee volunteerism.
Our four values guide our strategy, our decisions, and our interactions:
Position Location
Stamford, CT
Your Role
As an Investments team member, you'll play a key role in the innovative investment strategies that enable our company to serve our stakeholders, policyholders and their families when they need us most now and in the future.
The Investments Compliance Analyst is an integral part of the Investments Legal and Compliance Team and will report to the Investments Legal Director. You will assist with compliance activities for Genworth's investment organization in coordination with the corporate compliance framework.
What You Will Be Doing
What You Bring
Nice to Have
Employee Benefits & Well-Being
Genworth employees make a difference in people's lives every day. We're committed to making a difference in our employees' lives.
Additional
For the State of New York:
The base salary pay range for this role starts at a minimum rate of $99,100 up to the maximum of $183,400. In addition to your base salary, you will also be eligible to participate in an incentive plan. The incentive plan is based on performance and the target earning opportunity is 7% of your base compensation. The final determination on base pay for this position will be based on multiple factors at the time of this job posting including but not limited to geographic location, experience, and qualifications to ensure pay equity within the organization.
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Compliance Analyst
Only for registered members Stamford
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Compliance Analyst
Only for registered members Stamford
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Compliance Analyst
Only for registered members Stamford
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Compliance Analyst
Only for registered members Stamford, CT
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Compliance Analyst
Only for registered members Stamford
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Compliance Analyst
Only for registered members Stamford, CT
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AML Compliance Analyst
Only for registered members Stamford
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HR Compliance Analyst
Only for registered members Stamford
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AML Compliance Analyst
Only for registered members Stamford, CT
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Investments Compliance Analyst
Full time Only for registered members Stamford
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Investments Compliance Analyst
Only for registered members Stamford, CT
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Investments Compliance Analyst
Only for registered members Stamford, Connecticut
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HR Compliance Analyst
Only for registered members Stamford, CT
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Compliance Analyst, Regulatory and Trading Compliance
Only for registered members Stamford, CT
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Compliance Analyst
Only for registered members Purchase
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Compliance Analyst
Only for registered members Purchase, NY,
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Compliance Analyst
Only for registered members Purchase, NY
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Compliance Analyst
Only for registered members Purchase, NY
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Compliance Analyst
Only for registered members White Plains
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IT Compliance Analyst
Only for registered members Jericho
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IT Compliance Analyst
Only for registered members Jericho, NY