Compliance Manager - Brooklyn, New York, , United States

We are seeking a Compliance Manager to join a growing financial services firm in New York.This role will support the firm's compliance framework across regulatory obligations internal policies risk controls working closely with senior management legal front-office stakeholders. · ...

The Compliance Manager – Privacy Officer will be responsible for the effective operation of the Firm's enterprise-wide Privacy Program (the “Program”). · ...

We are seeking an experienced Compliance Manager to oversee regulatory compliance, incident management, and quality assurance functions within our New York–based Licensed Home Care Services Agency (LHCSA). This role ensures adherence to regulatory body guidelines, · Oversee ident ...

Job summary · The Senior Manager of Compliance is responsible for leading and overseeing the organization's compliance program to ensure adherence to all applicable federal, state, and local laws governing Licensed Home Care Services Agencies (LHCSAs). This role provides strategi ...

Sound Around is committed to delivering high quality innovative products that drive customer satisfaction and business growth. We are seeking a Product Compliance Manager to lead our quality assurance and compliance programs and ensure our products meet industry standards and exc ...

+ Lead With Heart - With compassion, · integrity,and tenacity inspire yourself · and others to move past all · previous thresholds of possibility. · + Make Bold Decisions - We are creating · a new world.Be optimistic, · adventurous,courageous Leap fearlessly into the future.We ac ...

The Senior Manager of Compliance is responsible for leading and overseeing the organization's compliance program to ensure adherence to all applicable federal, state, and local laws governing Licensed Home Care Services Agencies (LHCSAs). This role provides strategic and operatio ...

GEICO is seeking an experienced HR Compliance Manager to lead the development execution and ongoing governance of employment compliance programs across Workers Compensation OSHA regulatory reporting audit remediation and HR policy governance. · Lead coach and develop a team of HR ...

The Compliance Manager will assist in all aspects of the compliance program and work collaboratively with program and senior staff to develop and implement policy and procedures. · Assist in the response to and tracking of confidential investigations... · ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...

This job is with Wise, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. · Wise is a global technology company, building the best way to move and manage the world's money. · Whether people and businesses are sending mon ...

We take a people-first approach by investing in talent, empowering local leaders, and building a culture of exceptional execution, trust, and integrity. · Due Diligence, Gap Analysis & Remediation: Conduct seller compliance program due diligence (post LOI); work with ACA Global o ...

Toss Securities US LLC is seeking an experienced Compliance Manager to join its growing team in New York. The role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets. · Support the CC ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

The Compliance Manager is responsible for coordinating facilities operations,vendor management, · regulatory compliance,and capital project readiness across numerous senior supportive housing sites.This role works closely · with the Director of Facilities,program staff,vendors,an ...

A credit market neutral hedge fund based in New York is looking to hire a Compliance Manager with experience within the hedge fund / investment management industry. · The ideal candidate is a detail-oriented compliance professional who communicates clearly and thrives in a fast-p ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...

The Compliance Manager is responsible for coordinating facilities operations, vendor management, regulatory compliance, · and capital project readiness across numerous senior supportive housing sites. · Maintain and update the preventive maintenance database for all buildings · T ...

Dual Fuel is a full service mechanical contracting company specializing in the service and installation of heating plants for multifamily and commercial buildings in the New York City metro area. · Lead the end-to-end subcontractor contracting process, including drafting, negotia ...

We are seeking a Compliance Manager to support the development and execution of the funds compliance program in line with the Investment Advisers Act of 1940 and other applicable regulations. · ...