Technology manager manager - Dallas, TX, United States - Options Clearing Corporation

Description

This role will manage independent assessments of OCC's Information Technology and Security environment, risk management, and other objectives as needed.

The role is responsible for defining the proper scope, approach, and quality are integrated into each audit and that regulatory, operational, and strategic risks are sufficiently mitigated by Management.

This role will also be required to present recommendations for improvements to the Internal Audit Leadership and finding owners. Aid in the development of the risk assessment and comprehensive audit plan on an annual basis.
Defining and leading the execution of audit projects in accordance with the annual audit plan.
Owning the audit quality, accuracy of results, and delivery in a timely manner.
Leading audits related to organization changes including business requirements definitions, technology implementations (e.g., Quality
AICPA, IIA IPPF, COBIT, NIST CSF) and the relevancy to risk management and impact on policies and procedures. In addition, leveraging these principles and standards to test and evaluate corporate risk management processes and controls.

Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.

Keeping current on leading practices and emerging risks within the financial services industry and making recommendations for improvements as necessary.

Supporting other department-wide activities such as but not limited to peer reviews of audit deliverables, policy and procedure development and refinement, etc.

Lead and implement strategic initiatives related to new audit programs/processes, technology or other initiatives.
Planning, leading and reporting for risk-based and special request audit assignments.
Proactively identifying regulatory, operational, and/or strategic risks to the organization and deliver recommendations for improvements to senior leadership.
Effectively lead audit staff, providing direction, clearly defined performance expectations, coaching and feedback, and recognition/motivation.

Providing oversight and coaching to the team, both internal and/or co-sourced resources, confirming the delivery, quality and auditee experience.

Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.

Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.

Experience using the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).

Preferred Experience in Financial Services/Security Industry and working with regulations such as Regulation Systems Compliance and Integrity (Reg SCI).

Required Microsoft Office applications
Required Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software
Required Familiarity with security tools such as: CyberArk, Splunk, SailPoint
Required Familiarity with change management tools such as: ServiceNow, Jira, Confluence, GitHub
Preferred Familiarity with databases such as: Oracle, DB2, SQL
Preferred Familiarity with cloud based solutions: AWS, Azure, Oracle Cloud, Workday

Required Bachelor's degree (or equivalent) in Information Technology, Computer Science, Computer Engineering, Accounting, Finance, Business Administration, or related field.

Required 5+ years of experience (audit-related) in conducting risk-based Information Technology and Security audits and projects, cyber security reviews, and internal audits.

One of these required Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or equivalent.

We provide central counterparty clearing and settlement services for equity options, futures, options on futures, and securities lending transactions.

Up to 2 days per week of remote work
Tuition Reimbursement to support your continued education
Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely
Competitive health benefits including medical, dental and vision
Please complete the application and attach your resume.
You will receive an email notification to confirm that we've received your application.