- Assist with the implementation of new product development programs designed to comply with regulations, including any new or amended regulations
- Assist Compliance Management with change management reviews of new products, processes, and initiatives for compliance with applicable federal and state regulations, statutes, and guidance
- Assist Compliance Management with implementation of regulatory changes across the organization
- Provide advertisement approvals for marketing initiatives
- Coordinates with Internal Audit the reporting of compliance findings and resulting recommendations, via detailed reports, to Audit Committee of the Board of Directors in a timely manner
- Oversee the continued development and implementation of the Bank's Fair Lending and Unfair Deceptive Abusive Acts or Practices (UDAAP) Compliance Program
- Tracks compliance findings and management responses to ensure audit findings are corrected properly and timely
- Assist with monitoring and reviewing processes to ensure that high risk regulatory issues ae properly addressed within applicable business areas
- Review marketing materials and business processes to insure compliance with applicable regulations and laws
- Bachelor's Degree preferably in business, finance, accounting, or equivalent work experience.
- A minimum of five years of compliance experience
- Thorough knowledge of all rules and regulations pertaining to real estate, consumer lending activities, bank operations, and general accounting practices
- Proven, strong decision making skills
- Demonstrated ability to oversee simultaneous multiple projects, write excellent reports, business correspondence, and procedure manuals, effectively present information and respond to questions from executive management and department managers
- Experience working with a Windows-based computer environment, working knowledge of Microsoft Office
- Strong time management and organizational skills
- Must have strong research and analytical skills in order to examine and extract relevant information while conducting compliance reviews and other assessments
- Good understanding of risk management, audit techniques, internal controls, audit principles and theory
- Familiarity with current regulatory initiatives and ability to map them to the businesses of the Bank
- Should have a robust personality with excellent interpersonal skills and a good sense of humor, able to work with various business units on a daily basis
- Internal audit experience including a broad knowledge of operations and mortgages preferred
- CRCM certification preferred
-
Davis-Bacon Act Compliance Manager
6 hours ago
Lawrence Livermore National Laboratory Livermore, United StatesCompany DescriptionJoin us and make YOUR mark on the World · Are you interested in joining some of the brightest talent in the world to strengthen the United States' security? Come join Lawrence Livermore National Laboratory (LLNL) where our employees apply their expertise to cre ...
-
Tax and Compliance Manager
3 weeks ago
Century Group Livermore, United StatesCentury Group has partnered with a Motor Vehicle Manufacturing company who is seeking a Tax & Compliance Manager. This is an onsite position in Livermore. Exact compensation may vary based on skills, experience and location. Expected starting base salary $113,000 to $142,000 per ...
-
Compliance and Engineering Quality Manager
2 days ago
Omron Automation Pleasanton, United StatesWork at OMRON · Omron Robotics and Safety Technologies, Inc. (ORT) is a global leading provider of intelligent vision-guided robotics systems and services. We develop social needs driven solutions for the global automation market. Our robotics systems provide unmatched performanc ...
-
Ethics & Compliance Operations Manager
4 weeks ago
Workday Pleasanton, United States OTHERYour work days are brighter here. · At Workday, it all began with a conversation over breakfast. When our founders met at a sunny California diner, they came up with an idea to revolutionize the enterprise software market. And when we began to rise, one thing that really set us a ...
-
Compliance Manager
5 days ago
Express Employment Professionals Fremont, United StatesJob Description · Job DescriptionDirect Hire opportunity in Fremont, CA - Quality and Security Compliance Manager · Key Responsibilities: · The Compliance position involves a blend of quality assurance tasks, ISO audit responsibilities, and security compliance duties, all aimed a ...
-
Compliance Manager
2 weeks ago
Abbott Laboratories Alameda, United States Full timeAbbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medic ...
-
Compliance Manager
2 weeks ago
Abbott Laboratories Alameda, United StatesAbbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medic ...
-
Manager, Compliance
2 weeks ago
SAN JOAQUIN COUNTY HEALTH COMMISSION French Camp, United StatesJob Description · Job DescriptionThe expected pay range is based on many factors such as geography, experience, education, and the market. The range is subject to change. · We are hiring a Compliance Non-Clinical Audit & Oversight Manager to join our team · Must reside in Calif ...
-
Compliance Manager
1 week ago
Danaher Sunnyvale, United States Full timeAt Cepheid, we are passionate about improving health care through fast, accurate diagnostic testing. Our mission drives us, every moment of every day, as we develop scalable, groundbreaking solutions to solve the world's most complex health challenges. Our associates are involved ...
-
Compliance Manager
2 weeks ago
Vaco Santa Clara, United StatesJob Description · Job DescriptionCompliance Manager · Our client, a biotechnology research company, is looking for a Compliance Manager to join their team. · LOCATION: · Santa Clara, CA. Hybrid capacity, 3 days/week. (Monday + 2 other days). · JOB DESCRIPTION: · Reporting to t ...
-
Environmental Compliance Manager
3 weeks ago
Penske Transportation Solutions Oakland, United States Full timeResponsibilities · : · • Implement environmental compliance programs in California through managing two Regional Environmental Compliance Specialists and vendors/consultants; and collaborating with operations and maintenance associates and leadership, legal, corporate environment ...
-
Compliance Project Manager
2 days ago
The Sage Group Cupertino, United StatesCompliance Project Manager · One of The Sage Group's Top clients is seeking a Compliance Project Manager, with 2-4 years relevant experience supporting large company legal obligations. Client is a market leading technology company that specializes in consumer electronics, softwar ...
-
Export Compliance Manager
2 days ago
eTeam Cupertino, United StatesTitle: Export Compliance Analyst/Data Analyst · Duration- 03+ Months (With possible extension) · Location- Cupertino, CA, (Hybrid) · Job Summary · Join the Client organization and make a positive impact on a company world renown for its impressive lineup of products and technolog ...
-
Risk and Compliance Manager
4 weeks ago
Honolulu Freight San Leandro, United StatesHonolulu Freight Service is seeking a high performing, detailed-oriented Risk and Compliance Manager to join our team. The Risk and Compliance Manager will collaborate closely with teams across our different locations to offer risk-mitigation methods, find opportunities for impro ...
-
Security Compliance Manager
2 days ago
WorldLink US Mountain View, United StatesWHO we're looking for: · We are looking for a Security Engineer - FIPS/CC (Mobile Devices) who will be responsible for performing initial assessment of the security functions and specifications; consult various teams in the development of the process, design, and documentation re ...
-
Regulatory Compliance Manager
3 weeks ago
Abbott Pleasanton, United StatesJob Description · Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and bra ...
-
Compliance Program Manager, FedRAMP
2 weeks ago
Five9 San Ramon, United States Full timeJoin us in bringing joy to customer experience. Five9 is a leading provider of cloud contact center software, bringing the power of cloud innovation to customers worldwide. · Living our values everyday results in our team-first culture and enables us to innovate, grow, and thriv ...
-
HR Compliance Manager
5 days ago
Penumbra Inc. Alameda, United StatesThe HR Compliance Manager manages essential programs and projects within the department, primarily related to HR compliance, recordkeeping and auditing, the development and execution of the Company's Affirmative Action Program (AAP) and assuring implementation of the Company's eq ...
-
License Compliance Manager
1 week ago
Cadence San Jose, United StatesAt Cadence, we hire and develop leaders and innovators who want to make an impact on the world of technology. · * Job Overview: · * Oversee License Compliance reviews to closure, in collaboration with Sales and Channel Partners. · * Engage with organizations to resolve licensing ...
-
HR Compliance Manager
3 weeks ago
Penumbra Alameda, United StatesThe HR Compliance Manager manages essential programs and projects within the department, primarily related to HR compliance, recordkeeping and auditing, the development and execution of the Company's Affirmative Action Program (AAP) and assuring implementation of the Company's eq ...
Compliance Manager - Livermore, United States - Fremont Bank
Description
Title:
Compliance Manager
Job Location:
Livermore, CA
Hiring salary range:
$124, $158,322.61 annual
Fremont Bank founded in 1964, is one of the oldest independently owned banks in the Bay Area and is one of the top rated mid-tier banks in the nation.
Voted a Top Workplace for 2022 and for the past twelve consecutive years, Fremont Bank has an immediate opening for a Compliance Manager in Livermore, CA.
Position Overview
To develop/maintain a compliance program, represent compliance at various committees, identify laws and regulations applicable to the business lines, review compliance policies, procedures and monitoring systems, develop compliance training plan for key regulations, identify changes to laws and regulations and support enhancement of related policy, procedures and systems, interface with bank regulators and auditors including follow-up on findings, and review new products, projects and business initiatives for regulatory compliance.
Role and Responsibilities
