- Assist in the development of the annual audit plan, and perform internal audits in conformity with the annual audit plan and the International Professional Practices Framework (IPPF).
- Manage and perform internal audits of various functions at Alerus, with primary focus on the areas related to assigned area of focus (banking or retirement plans, trusts, and investments).
- Prepare or update planning and risk assessment tools for each audit area identified.
- Develop or update audit programs as deemed necessary based on new regulations and results of risk assessments.
- Conduct internal audits in a timely manner utilizing a risk based approach that contains sufficient documentation to support audit procedures performed.
- Supervise, provide guidance, and review work papers.
- Monitor progress on audit recommendations issued by internal audit and external organizations OCC, SEC, FINRA, independent accountants).
- Assist with and/or manage audits of other functional areas as necessary.
- Assist with audits and examinations performed by external organizations.
- Strive to identify opportunities for efficiencies while performing audit procedures.
- Assist in streamlining processes and functions while maintaining adequate controls.
- Perform research on new regulations and adjust audit programs as necessary.
- Understand the areas being audited, including, but not limited to, attending meetings and training.
- Maintain current knowledge of company procedures, policies and regulations.
- Analyze current company policies and procedures for appropriateness.
- Carry out a program of continuing education.
- Obtain and seek out specialized training in assigned area of focus (banking or retirement plans, trusts, and investments), including self-study materials, conferences, and telephone seminars.
- Responsible for both verbal and written reporting of audit findings.
- Communicate policy exceptions, compliance violations, and control weaknesses to department supervisors and managers during audit engagements.
- Submit audit work, findings, and reports to Audit Manager for review.
- Present final reports to management of departments audited.
- Support all audit work for presentation to the Audit Committee, external auditors, and regulatory examiners.
- Bachelor's degree and 4+ years of related experience in bank or financial institution internal auditing; or the equivalent combination of education and experience. Work related experience should consist of an in-depth background in Audit and supervisory skills. Educational experience, through in-house training sessions, formal school or financial industry related curriculum, should be applicable to the financial industry.
- Professional certification (CPA, CBA, CIA or CFSA) or advanced degree is a plus but not required.
- Broad knowledge of banking functions retirement plans, trusts, & investments.
- Experience with evaluating and testing internal controls.
- Strong oral and written communication skills.
- Ability to perform research independently and work under minimal supervision.
- Excellent organizational and time management skills, with the ability to provide leadership, supervision and training for employee's using positive supervisory techniques to ensure maximum productivity; demonstrated ability in organization and delegation skills.
- Strong analytical and critical thinking skills.
- Effective persuasion and collaboration skills.
- Ability to identify, support and execute change.
- Attentive to details.
- Self-motivated.
- Ability to work independently and under minimal supervision.
- Professional attitude.
- Positive disposition.
- Strong time management and organizational skills.
- Extended periods of time sitting at a desk and using office equipment.
- Ability to operate a personal computer/laptop for approximately 8 hours per day.
- Extended time is spent reviewing physical and electronic documents.
- The employee is occasionally required to stand, walk, reach with arms and hands, climb or balance, and to stoop, kneel, crouch or crawl. Vision abilities required by this job include close vision.
- Periodically, may also do light lifting of supplies and materials which weighs in at approximately 20 lbs.
- Will spend most of time in an indoor environment.
-
Senior Provider Auditor
2 weeks ago
Noridian Administrative Services Fargo, United States* Position is eligible for Remote / Work from Home opportunity * · Department: Provider Audit · Job Grade: E12 · Notice of Collection & Privacy Policy for Applicants Residing in California: California Applicant Privacy Policy | Noridian ) · Job Title · Senior Provider Auditor · J ...
-
Senior Provider Auditor
4 days ago
NORIDIAN HEALTHCARE SOLUTIONS, LLC Fargo, United States* Position is eligible for Remote / Work from Home opportunity * · Department: JF Provider Audit · Telecommuting Eligible: Yes · Job Grade: E12 · Notice of Collection & Privacy Policy for Applicants Residing in California: California Applicant Privacy Policy | Noridian ) · Job Ti ...
-
Auditor Senior
1 week ago
State of Minnesota Moorhead, United StatesState of Minnesota · Auditor Senior · Moorhead , · Minnesota · Apply Now · Who May Apply · : Open to all qualified job seekers and MPCA employees eligible to interest bid (permanent, classified employees in the same job class). Eligible bidders should apply through self-ser ...
-
Auditor, Senior
2 weeks ago
Alerus Fargo, United StatesPosition Summary:Provide expertise, advice, and counsel based on advanced business and/or audit experience to the functional areas of Alerus. Provide leadership for projects and team activities. Proactively implement audit strategy for the sound application of risk based practice ...
-
Senior Provider Auditor
2 weeks ago
Noridian Healthcare Solutions Fargo, United States Regular, Full time· * Position is eligible for Remote / Work from Home opportunity * · Department: JF Provider Audit · Telecommuting Eligible: Yes · Job Grade: E12 · Notice of Collection & Privacy Policy for Applicants Residing in California: California Applicant Privacy Policy | Noridian ) · Job ...
-
Senior Provider Auditor
3 weeks ago
Noridian Healthcare Solutions Fargo, United States Regular, Full time· * Position is eligible for Remote / Work from Home opportunity * · Department: Provider Audit S-10 · Telecommuting Eligible: YES · Job Grade: E12 · Notice of Collection & Privacy Policy for Applicants Residing in California: · Job Title · Senior Provider Auditor · Job Summary ...
-
Accounting Manager
2 weeks ago
Express Employment Professionals Defunct Fargo, United StatesProfile insights · Find out how your skills align with the job descriptionSkills · Do you have experience in · QuickBooks ? · Job details · Job details · Here's how the job details align with yourprofile .Pay · Job type · Full-timeShift and schedule · 8 hour shiftDay shi ...
-
Senior Accountant
2 days ago
Advanced Engineering & Environmental Services, Inc. Fargo, United StatesPosition Description · Advanced Engineering and Environmental Services (AE2S) is an award-winning, specialized civil/environmental engineering consulting firm that provides professional services and a unique brand of extreme client service. Our work environment is consistently r ...
-
Chief Financial Officer
1 week ago
sagency Fargo, United StatesChief Financial Officer · Trustmark Enterprises, Inc. · Fargo, North Dakota · ABOUT TRUSTMARK ENTERPRISES, INC. · Our client is the parent entity for two companies, Sterling Management and Goldmark Property Management. · Sterling Management, founded in 2007, is the advisory ...
-
Assistant Financial Manager
4 days ago
Department of Veterans Affairs Fargo, United StatesSummary · This position is located in the Financial Management Service at the Fargo VA Healthcare System - Fargo VA Medical Center in Fargo, ND. The primary purpose of the Assistant Financial Manager is to assist the Chief Financial Officer (CFO) in everyday management responsibi ...
-
Auditor
2 weeks ago
Alerus Fargo, United StatesPosition Summary:The Auditor is primarily responsible for the development and execution of internal audits for the functional areas of Alerus Financial and communicating findings to the appropriate persons. They are also responsible for assisting with company-wide projects as wel ...
-
Accounting Manager
3 weeks ago
Express Employment Professionals Defunct Fargo, United StatesProfile insights · Find out how your skills align with the job description · Skills · Do you have experience in · QuickBooks ? · Job details · Job details · Here's how the job details align with yourprofile . · Pay · Job type · Full-time · Shift and schedule · 8 hour shi ...
-
Chief Financial Officer
2 weeks ago
sagency Fargo, United StatesChief Financial Officer · Trustmark Enterprises, Inc. · Fargo, North Dakota · ABOUT TRUSTMARK ENTERPRISES, INC. · Our client is the parent entity for two companies, Sterling Management and Goldmark Property Management. · Sterling Management, founded in 2007, is the advisory ...
-
Finance Director
2 weeks ago
City of West Fargo, ND West Fargo, United StatesSalary: $119, $153,124.00 Annually · Location : West Fargo City Hall · Job Type: Full Time · Job Number: 00126 · Department: Finance · Opening Date: 05/03/2024 · Description · This Job is For You if: Your blend of municipal accounting and finance experience enables you to ...
-
Controller | $100k-$120k |
4 weeks ago
Express Employment Professionals-Fargo Fargo, United States OTHERA local Fargo company is seeking a Controller to join their team. This person will: Oversee all financial management aspects, including accounting, budgeting, forecasting, and reporting. · Develop and maintain financial models to support strategic planning and decision-making. ...
-
Accounting Manager
4 weeks ago
Express Employment Professionals-Fargo Fargo, United States OTHERA local Fargo company is seeking an Accounting Manager to join their team. This person will: Oversee all financial management aspects, including accounting, budgeting, forecasting, and reporting. · Develop and maintain financial models to support strategic planning and decision- ...
-
finance director
1 week ago
TRIOPZ CONSULTING West Fargo, United StatesFINANCE DIRECTOR West Fargo, North Dakota RESPONSIBILITIES · • Directs the daily financial administration of the City; develops, executes, and manages the annual budget; manages investments; reconciles monthly bank statements; prepares various financial statements; performs shor ...
Auditor, Senior - Fargo, United States - Alerus
Description
Position Summary:
Provide expertise, advice, and counsel based on advanced business and/or audit experience to the functional areas of Alerus. Provide leadership for projects and team activities. Proactively implement audit strategy for the sound application of risk based practices by defining audit scope, audit program, and review and test procedures. Exercises judgment and influence business managers and peers. Help business partners balance their business strategy with appropriate risk management controls. Contribute to the development, implementation and communication of Audit's missions, goals and strategies. Interact with regulatory agencies, external consultants and other internal risk management groups.
Essential Responsibilities:
Job Function 1: Plan and Conduct Audits - 65%
Job Function 2: Maintain Knowledge of Products and Services - 30%
Job Function 3: Communicate Audit Findings - 5%
Position Requirements:
Qualifications:
Personal Characteristics:
Physical Demands - Must be met with or without a reasonable accommodation:
Alerus Financial is an Equal Opportunity Employer of women, minorities, protected veterans and individuals with disabilities.
