Compliance Auditor - Bismarck, United States - Wells Fargo

    Wells Fargo background
    Description
    Benefits on offer for this contract position
    :
    Health Insurance, Life insurance, 401K and Voluntary Benefits

    Summary:
    Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives. Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics. Determine areas of strength or Business Execution opportunity within defined scope of work. Review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations. Utilize independent judgment to guide moderate risk deliverables.

    Present recommendations to develop, implement, and monitor strategic approaches, effectiveness of support function, and business performance improvement opportunities for managing risks of the business.

    Exercise independent judgment and provide guidance in diverse support functions and operations for a single business group within a line of business.

    Collaborate and consult with leaders and executive management. Provide work direction toless experiencedStrategy and Execution staff.

    Responsibilities:

    • Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives
    • Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics
    • Determine areas of strength or Business Execution opportunity within defined scope of work
    • Review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations
    • Utilize independent judgment to guide moderate risk deliverables
    • Present recommendations to develop, implement, and monitor strategic approaches, effectiveness of support function, and business performance improvement opportunities for managing risks of the business.

    • Exercise independent judgment and provide guidance in diverse support functions and operations for a single business group within a line of business.

    • Collaborate and consult with leaders and executive management
    • Provide work direction to less experienced Strategy and Execution staff
    • Participate in user acceptance testing of enhancements to the Program's artifact management system, QA of ad-hoc data files and periodic document migrations
    • Monitor, track and report on key program activities such as validations, document refresh, etc.
    • Become a subject matter expert in artifact management and assist program stakeholders with questions and production issues
    • Assist with maintaining Central Hub sharepoint sites to ensure information is relevant and current
    • Assist with document packaging for external reviews

    Qualifications:

    • Proficiency with Microsoft tools particularly SharePoint and Excel
    • Experience creating pivot tables and performing data analysis in Excel
    • Experience working on a regulatory initiatives
    • Ability to influence effectively in a matrix environment
    • Experience interacting with management level in a consultancy capacity
    • Ability to articulate complex concepts in a clear manner
    • Ability to take complex topics and boil them down to the salient points for different key audiences
    • Strong organizational, multi-tasking, and prioritizing skills
    • Experience working on business cases, prioritization of initiatives, execution, management and resolution of risks and issues while ensuring initiative(s) are delivered within agreed timelines
    • Ability to turn preliminary or ambiguous information, ideas, or problems into well-defined plans, solutions, and test scripts
    • Experience administrating a SharePoint site and document / artifact management
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