Sr. Compliance Analyst - San Diego, United States - Axos Bank

Description

About This Job

Conduct compliance risk assessments, quality assurance reviews, compliance monitoring processes, and company-wide compliance training, covering high risk activities. Support business units compliance, marketing requests and regulatory change management and other duties as assigned.

Responsibilities:

• Conducts compliance reviews, scheduled loan level documentation, transactional testing, risk assessments on lending products and services through focused and random sample basis
• Prepares written reports detailing findings and recommendations for changes or enhancement to policies, procedures and work flow
• Participate in touchpoint meetings with business unit leaders and communicate regulatory change management
• Perform QA continuous monitoring of regulatory compliance through the data driven compliance reporting processes
• Perform review and approval of marketing and advertising collateral items (i.e. Axos and third party) within established SLA's
• Work directly with various business units and third parties to ensure risk assessments are completed in compliance with regulatory requirements and Axos policies.
• Evaluate process maps, procedures, policies, and management directives for accuracy and completeness
• Proactively identify, analyze, summarize and communicate improvements to compliance procedures and programs.

Requirements:

• Bachelor's degree
• 3+ years' in banking/mortgage banking/audit/regulatory compliance
• 1+ year's of Consumer Lending Underwriting
• Experience at loan level documentation review and transaction analysis Understanding of all lending compliance regulations
• Understanding of banking regulatory, audit and compliance programs for deposit compliance as it relates to federally regulated banks