Senior Analyst, CLO Compliance Operations - New York

Our client seeks a Compliance and Operations Analyst for its New York office. · ...

This role sits at the intersection of compliance legal operations and fund administration with direct exposure to senior leadership and meaningful ownership across core firm processes. · ...

This is a senior leadership role responsible for running scaling and professionalizing the compliance operational and cultural infrastructure that underpins the firms US growth strategy.The Compliance & Operations Director (US) will play a critical role in shaping how the firm sc ...

Dinosaur Financial Group("DFG") is a US Registered Broker-Dealer and a member of the Financial Industry Regulatory Authority ("FINRA") located in the Financial District, NYC. · DFG is seeking a highly motivated, organized, and detail-oriented individual who will assist the Operat ...

Verse Medical is building the modern software infrastructure to make it happen. We're a well-funded Series C company (backed by General Catalyst, SignalFire, and Sapphire Ventures) on a mission to heal a fragmented system. · Accreditation and facility readiness · ...

The Compliance Operations Analyst will play a key role in operationalizing compliance across multiple domains—including privacy, data governance, accessibility, and risk. This role supports the design, execution, · and continuous improvement of compliance programs. · ...

This is a senior leadership role responsible for running scaling and professionalizing compliance operational and cultural infrastructure underpins firm's US growth strategy.This role carries significant authority visibility with responsibility across compliance operations financ ...

We are seeking a Compliance Operations Analyst to play a key role in operationalizing compliance across multiple domains including privacy data governance accessibility and risk. This role will support the design execution and continuous improvement of compliance programs ensurin ...

We are seeking a Compliance Operations Analyst to play a key role in operationalizing compliance across multiple domains including privacy data governance accessibility and risk. · This role supports the design execution and continuous improvement of compliance programs ensuring ...

We are looking for a Director of Compliance Operations to own the machinery that keeps us compliant with CMS and payors. · ...

++We are on a mission to revolutionize mental healthcare by removing every barrier that prevents people from getting the help they need when they need it. · +At Spring Health we empower us to deliver the right care at the right time—whether it's therapy coaching medication or bey ...

NBCUniversal's Data & Legal Solutions team operates as a central program operations group embedded across Ad Sales, Direct to Consumer, Distribution, Marketing, Research Technology Legal and HR as trusted partners working together to implement strategic programs throughout the en ...

We're on a mission to revolutionize mental healthcare by removing every barrier that prevents people from getting the help they need, when they need it. · We proudly partner with over 450 companies, · as a leading provider of mental health service,A Bachelor's degree or equivalen ...

Tutoria connects people in need with volunteer tutors via our online platform. Volunteers and clients sign up at https // They select their interests English tutoring US Citizenship or legal aid and availability. They then connect with one another via direct message. · The incumb ...

The Senior Director Operations Compliance and Performance reports to the Senior Vice President Operations responsible directing team reviews inspection performance programs across Metro North Operations ensures Federal Railway Agency FRA mandated inspections required tests operat ...

+This is a unique opportunity to join a 'best-in-class' compliance and work closely with the Credit Compliance team to provide oversight and monitoring to the Firm's trading platform and activities. · +Facilitate pre-trade compliance controls and analysis—including management of ...

Ensures quality oversight for CEP programs at local and global levels. · Provides proactive risk identification and management. · Clear ownership of end-to-end process and quality outcomes. · ...

This is a great opportunity for someone looking to join a very lean team at Diversified Global Alternative Asset Manager. · Manage the clearance of Batch, Pre-Trade and Post-Execution Alerts. · Ensure trades are compliant with regulatory requirements, · ...

The Director of Academic Operations and Compliance provides school-wide leadership for academic operations, accreditation, assessment, enrollment management, and regulatory compliance across all undergraduate and graduate programs in SSBS. · Provide leadership for school-wide acc ...

About LRN: · LRN is the world's leading dedicated ethics and compliance SaaS company, helping more than 30 million people every year navigate complex regional and global regulatory environments and build ethical, responsible cultures. With over 3,000 clients across the US, EMEA, ...

· Description · Position at Metro-North Railroad · Job Title: Senior Director, Operations Compliance & Performance · Department: Operations & Regulatory Practices · MTA Agency: Metro-North Railroad · Primary Location(s): 420 Lexington Avenue · Salary Range: $183,692 - $229,616 · ...