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Greenwich

    Senior Internal Auditor - Greenwich, United States - Interactive Brokers

    Interactive Brokers
    Interactive Brokers Greenwich, United States

    3 weeks ago

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    Description
    Job Description

    Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry.

    Responsibilities
    Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
    Plan and execute audit test steps
    Prepare audit report that document identified control deficiencies
    Communicate audit findings to the management and obtain remedial action plans
    Track remedial action plans to completion
    Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
    Assist in ad-hoc projects or other audits of group entities

    Requirements
    3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
    Ability to identify gaps in controls at the macro level
    CPA certification is a plus
    Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
    Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
    Capable of performing data analytical tasks

    Company Benefits & Perks
    Competitive salary, annual performance-based bonus and stock grant
    Retirement plan 401(k) with a competitive company match
    Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
    Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
    Paid time off and a generous parental leave policy
    Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
    Corporate events, including team outings, dinners, volunteer activities and company sports teams
    Education reimbursement and learning opportunities
    Modern offices with multi-monitor setups

    #LI-AI1

    Company Overview

    Interactive Brokers Group, Inc

    (Nasdaq:

    IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.

    We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.


    IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.

    We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

    Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.

    Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

    #J-18808-Ljbffr
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