Jobs
>
New York City

    CUSO Compliance Risk Assessment Officer - New York, United States - Crédit Agricole CIB Limited

    Crédit Agricole CIB Limited
    Crédit Agricole CIB Limited New York, United States

    1 week ago

    Default job background
    Description

    Summary:

    The Compliance Department at Credit Agricoles Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Central Compliance. The individual will be responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf of the regional Compliance operations.

    The successful candidate should be able to effectively collaborate within a team setting and possess excellent interpersonal and organizational skills. This role will require coordination and proactive outreach to various groups and divisions within Credit Agricole US to collect and communicate information concerning business activities and the potential risks to the bank. The individual will also periodically interact with management, as well as assist in the development of corresponding materials. The role requires an understanding of US bank regulations and corporate compliance program requirements, and ideally, experience in dealing with institutional investment banking and asset management organization.

    Key Responsibilities

    Support the region-wide Corporate Compliance Risk Assessment program in accordance with CRA policy and procedure.

    Enhance CRA processes (pre-assessment, execution, post-assessment) for CUSO Compliance and the entities within the CUSO, and compile and produce associated management reporting.

    Monitor the on-going effectiveness of the CRA framework and methodology. Support CUSO efforts to further mature the framework over time

    Support other Compliance teams (such as Monitoring & Testing, Internal Controls, Training, among others) that leverage CRA results for their program activities

    Serve as a resource in providing guidance and support to first and second lines of defence on CRA methodology and processes

    Manage the timely preparation of CUSO CRA updates for various governance committees and forums

    Manage CRA program-related data (Results, Action Plans, Workbooks) and prepare reporting to be shared with Compliance management, Internal Audit, Business Partners and Regulators

    Maintain and enhance CRA policies and procedures aligned with regulatory guidance, industry standards

    Oversee the CRA Training materials and rollout to in-scope employees. Make enhancements to incorporate methodology changes, industry best practices, lessons learned

    Basic Qualifications

    Bachelors degree required.

    Minimum 7 years experience in compliance or risk management in the financial services industry, with 2-3 years preferably in a Corporate Compliance Risk Assessment related role or with a regulatory agency having a focus on Risk Assessments

    Knowledge of compliance rules and regulations (FED, OCC, NYDFS, SEC, FINRA)

    Understanding of regulatory and compliance obligations for a Foreign Bank Organization (FBO) operating in the U.S.

    In-depth knowledge of corporate compliance programs and best practices (such as those set out by FED (SR 08-8), BCBS, DOJ)

    Strong project management and presentation skills

    Detail oriented individual, solutions oriented and ability to work under tight timelines

    Ability to act independently and make decisions in a collaborative fashion

    Excellent oral and written communication skills

    MS Office proficiency with advanced knowledge of PowerPoint and excel preferred

    Essential Skills

    Minimum 7 years overall experience in Compliance or Risk Management in the financial services industry, with 2-3 years preferably in a Compliance Risk Assessment related role or with a regulatory agency having a focus on Risk Assessments

    • Experience managing a regional or global Corporate Compliance Risk Assessment Program
    • Understanding of Corporate Compliance and Risk Assessment Process and Methodology. Stakeholder Management and Ability to Influence across the Three Lines of Defense
    • General rules and regulations knowledge (FED, OCC, NYDFS, SEC, FINRA,);
    • In-depth knowledge of corporate compliance programs and practices (such as those required by SR 08-8
    • Project management skills and experience supporting execution of region-wide Corporate Compliance program
    • Strong understanding of compliance policies and frameworks, risk assessment processes and systems
    • Results oriented: setting goals and priorities that maximize the use of resources available to consistently deliver quality results
    • Proactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influencing and negotiating skills but recognizing the need to work with colleagues and to seek guidance if necessary; a hands on approach that extends to taking practical initiatives as necessary to take issues forward
    • Strong leadership ability
    • Excellent written and oral communication skills with strong interpersonal skills.
    • Experience in effectively communicating with executives and in senior governance forums
    • Exposure to GRC tools.
    • Experience in effectively communicating with executives and in senior governance forums
    • Exposure to GRC tools.

    Other relevant information:

    His/her capability to understand and to analyze complex situations, his/her flexibility, his/her rigor and his/her positive mind set, allow you to confront new challenges with strategic stakes.

  • Crédit Agricole CIB

    CUSO Compliance Risk Assessment Officer

    2 weeks ago

    Crédit Agricole CIB New York, United States

    Summary: · The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Central Compliance. The individual will be responsible for coordinating the Compliance Risk Assessments (CRA) across ...

  • American Endovascular

    Nurse Practioner Ft Monday-friday Vascular Office

    1 day ago

    American Endovascular New York, United States

    If you are a motivated and a compassionate Nurse Practitioner that cares about improving patient's lives, American Endovascular (AE) is the place for you. We are a growing company with outpatient vascular center located at 505 East 116th St NY that treats patients with peripheral ...

  • ConnectiCare

    Uas Assessment Nurse, Ltss

    1 week ago

    ConnectiCare New York, United States

    Summary of Job: · Assess eligibility of members in need of community based long term support services (CBLTSS). Conduct UAS assessment in the members home or by telehealth (under NY State's regulations), and at skilled nursing facilities. Consult with health care providers to sup ...

  • Everytown for Gun Safety

    Program Manager, Csi

    1 week ago

    Everytown for Gun Safety New York, United States

    Everytown for Gun Safety Support Fund ("Everytown for Gun Safety") is the largest gun violence prevention organization in the country. Everytown for Gun Safety's Community Safety Initiatives (CSI) team, focuses on scaling promising community-based violence intervention (CVI) stra ...

  • Gannett

    Privacy Analyst

    4 days ago

    Gannett New York, United States

    |Current Gannett Employees · - Please ensure you are using our abbreviated process on the internal Careers site by logging into Dayforce through OKTA| · The position of Privacy Analyst in the Gannett Privacy Office will fulfil a critical role in supporting the Gannett's privacy p ...

  • Project Find

    Social Worker

    3 days ago

    Project Find New York, United States

    **Company Description**: · Project FIND's mission is to provide low · - and moderate-income and homeless seniors with the services and support they need to enrich their lives and live independently. Today Project FIND operates three supportive housing residences that are home to ...

  • Project Find

    Lead Social Worker

    1 week ago

    Project Find New York, United States

    **Company Description**: · Project FIND's mission is to provide low · - and moderate-income and homeless seniors with the services and support they need to enrich their lives and live independently. Today Project FIND operates three supportive housing residences that are home to ...

  • NYC Careers

    Team Leader

    1 week ago

    NYC Careers Manhattan, United States

    **TEAM LEADER**: · - Apply**TEAM LEADER**: · - Agency: DEPT. OF HOMELESS SERVICES · - Posted on: 04/12/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: Exam may be required · Department · Adult Services · - Salary range: $45, $52, The Department of Homel ...

  • United Nations

    Information Management Assistant

    1 week ago

    United Nations New York, United States

    **Job Opening** · **Job Opening ID**: 234582 · **Job Network** : Public Information and Conference Management · **Job Family** : Conference Services · **Category and Level** : General Service and Related Categories, G-5 · **Duty Station** : NEW YORK · **Department/Office** : Inte ...

  • Morgan Stanley

    Internal Audit Vice President

    2 days ago

    Morgan Stanley New York, United States

    Internal Audit Vice President - Operational Risk Management · Job Number: · 3251934 · POSTING DATE: May 15, 2024 · PRIMARY LOCATION: Americas-United States of America-New York-New York · EDUCATION LEVEL: Refer to Position Description · JOB: Other · EMPLOYMENT TYPE: Full Time · JO ...

  • United Nations

    Information Management Assistant

    1 week ago

    United Nations New York, United States

    **Job Opening** · **Job Opening ID**: 234555 · **Job Network** : Public Information and Conference Management · **Job Family** : Conference Services · **Category and Level** : General Service and Related Categories, G-5 · **Duty Station** : NEW YORK · **Department/Office** : Inte ...

  • The City University of New York (CUNY)

    Director Asap ace Program Data Strategies and

    1 week ago

    The City University of New York (CUNY) New York, United States

    Director ASAP|ACE Program Data Strategies and Evaluation · **POSITION DETAILS** · Founded in 2007, City University of New York (CUNY) Accelerated Study in Associate Programs (ASAP) is a comprehensive associate degree completion program that currently serves 25,000 students annual ...

  • NYC Careers

    Program Analyst

    1 week ago

    NYC Careers Manhattan, United States

    **PROGRAM ANALYST**: · - Apply**PROGRAM ANALYST**: · - Agency: HRA/DEPT OF SOCIAL SERVICES · - Posted on: 05/09/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: Exam may be required · Department · Off Of Qual Asse-Fisc Int NM · - Salary range: $77, $88, ...

  • Sumitomo Mitsui Banking Corporation

    Head of Risk Assessment, Monitoring and Testing

    6 days ago

    Sumitomo Mitsui Banking Corporation New York, United States

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...

  • miOttawa

    Mental Health Clinician

    4 days ago

    miOttawa Holland, United States

    This position is responsible for providing crisis assessments for all age groups during the regular work day and after hours on-call. Such crisis services may be in office sites, hospital sites, or jails in the community. In addition, the job includes delivering short-term intens ...

  • MUFG Bank, Ltd.

    Credit Risk Quality Assurance, Vice President

    1 week ago

    MUFG Bank, Ltd. New York, United States

    **Do you want your voice heard and your actions to count?** · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organizati ...

  • KOHLS

    Full-time Loss Prevention Supervisor

    1 week ago

    KOHLS Newark, United States Full time

    Improve company profitability by developing and maintaining effective LP programs to reduce exposure to theft and increase associate awareness. Do you love... investigating losses from beginning to end? Are you energized... by teaching and training fellow associates on how to pre ...

  • United Nations

    Programme Management Assistant

    1 week ago

    United Nations New York, United States

    **Job Opening** · **Job Opening ID**: 232235 · **Job Network** : Economic, Social and Development · **Job Family** : Programme Management · **Category and Level** : General Service and Related Categories, G-5 · **Duty Station** : NEW YORK · **Department/Office** : Office for Disa ...

  • Mizuho Americas

    Head of Financial Crimes Modelling Analytics

    5 days ago

    Mizuho Americas New York, United States

    Head of Financial Crimes Modelling & Analytics · The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, and coordinating regulatory examinations and relations. The Financial Crime Comp ...

  • United Nations

    Meeting Services Assistant

    1 week ago

    United Nations New York, United States

    **Job Opening** · **Job Opening ID**: 232945 · **Job Network** : Public Information and Conference Management · **Job Family** : Conference Services · **Category and Level** : General Service and Related Categories, G-6 · **Duty Station** : NEW YORK · **Department/Office** : Unit ...