Compliance Analyst - New York

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

The FIU Analyst may also be a subject matter expert in nuanced areas of TM and responsible for training newer hires.The FIU Analyst may be tasked with the supervision and quality control of the staff's completion of alert reviews and SAR filings on a temporary basis. · ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, · supporting investment advisory compliance,surveillance, regulatory filings and policy governance.Surveillance & Monitoring: Review and analyze trade, · communications ,and empl ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

Compliance Analyst – NYC · Our client, a reputable financial services firm, is seeking a Temp Compliance Analyst to join their team to cover a maternity leave. This assignment will likely run for 3–6 months, with the possibility of extension. We are seeking candidates with experi ...

We are seeking a Compliance Analyst to join Greystone. The role will assist the Chief Compliance Officer in creating and executing a compliance monitoring and testing program. · The Compliance Analyst will also partner with business leaders to provide consultation regarding key c ...

A leading wealth management firm, to support their search for a Compliance Analyst in New York. Reporting to the Chief Compliance Officer – Central Compliance, this full-time role offers a hybrid work schedule in NYC and provides a unique opportunity to contribute to the firm's g ...

An Investment Management firm seeks an experienced Compliance Analyst to follow a hybrid schedule. · ...

A Top-Tier Investment Management Firm in NYC is seeking a Compliance Analyst for a full-time position. · ...

Our client, a leading financial services organization, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will be part of the Employee Compliance Department supporting the Registrations program. The ideal candidate will demonstrate attention to detai ...

+Weareseekingacollaborativeanddetail‐orientedComplianceAnalyst · (preferably with experience at an investment bank or other regulated financial services or asset · management firm) to support our compliance program. · +Bachelor's degree 2‐4 years of experience in compliance, ris ...

We are seeking a collaborative and detail‐oriented Compliance AnalystKey responsibilities include providing support to the Compliance and Legal teamsBachelor's degree2‐4 years of experience in compliance, risk management, or a related field within the financial services industryH ...

A leading consulting firm is seeking a Compliance Analyst to join their team. · ...

We are seeking a Compliance Analyst to be based in New York. This is a unique opportunity to join a 'best-in-class' compliance and work closely with the Credit Compliance team to provide oversight and monitoring to the Firm's trading platform and activities. · ...

A leading wealth management firm, to support their search for a Compliance Analyst in New York. Reporting to the Chief Compliance Officer – Central Compliance, this full-time role offers a hybrid work schedule in NYC and provides a unique opportunity to contribute to the firm's g ...

+We are seeking a hardworking and analytical professional to join as their Compliance Analyst. · ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

Capula is seeking a hardworking and analytical professional to join as their Compliance Analyst. · In this new role the Compliance Analyst will be responsible for working directly with and assisting the Chief Compliance Officer in the US with the firm's day-to-day compliance and ...

Our client, an industry-leading investment bank, is seeking an experienced Compliance Analyst to provide immediate support to the Billing team. · ...

Our client, a leading financial services organization, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will be part of the Employee Compliance Department supporting the Registrations program. The ideal candidate will demonstrate attention to detai ...