Regulatory Compliance Analyst - Baltimore, MD

We're looking for a detail-oriented Compliance Analyst to join a fast-paced investment management team. · ...

We're looking for a detail-oriented Compliance Analyst to join a fast-paced investment management team. This role is ideal for professionals who enjoy supporting portfolio teams., Implement and maintain trading controls based on client and regulatory guidelines · Monitor pre- and ...

The Regulatory Compliance Analyst will conduct independent analysis and determination regarding the eligibility and legal appropriateness of provider open negotiation requests and independent dispute resolution initiations (IDRs) for No Surprises Act (NSA) and state NSA cases. · ...

Brown Advisory is seeking a highly motivated Investment Compliance Analyst to join our compliance team. · Design, implement, and maintain trading controls within the Charles River Investment Management Solution (CRD/CRIMS) based on client guidelines and regulatory standards · Dev ...

Brown Advisory is seeking a highly motivated Investment Compliance Analyst to join our compliance team. · ...

The client is seeking a Governance & Compliance Analyst to review current agency cloud strategy and assess impacts on the cloud governance model. · ...

We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life.We're empowered by a vast agent network covering North America, with diversity to match. ...

Supports Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan clients. Helps to mitigate legal exposure/risk to the organization by enforcing company policies procedures and applicable regu ...

We are seeking a Senior Compliance Analyst to support our retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan clients. · ...

The Senior Regulatory Compliance Analyst will support Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan clients. · Perform risk-based independent compliance testing for the record-keepin ...

+Investment Compliance is a global team responsible for ensuring compliance with a diverse set of requirements. · +Communicate effectively through direct interaction with Trading, Investment, Client and Legal associates. · Analyze pre-trade, post-trade and batch compliance alerts ...

We are looking for an International Trade Compliance Analyst to join our team at Northrop Grumman · Develop and manage comprehensive internal export and import controls to ensure compliance with regulatory agencies in the conduct of international marketing, sales, supply chain an ...

The Compliance Analyst - Audit is responsible for executing the organization's baseline audit program across assigned operational and regulatory domains. Conducts routine audits using approved scripts and tools to identify procedural gaps that may elevate organizational risk. · C ...

We are seeking a Cybersecurity Compliance Analyst to manage the overall compliance posture of systems implementing an ATO Automation Platform. · ...

Nayax North America is looking for a Compliance & Risk Analyst to join our office located in Maryland. · ...

Nayax North America is looking for a Compliance & Risk Analyst to join our office located in Maryland. · ...

+Cybersecurity Compliance Analyst. As a Cybersecurity Compliance Analyst you will contribute to Cybersecurity and Compliance Management and oversight of our unclassified information systems in support of Sponsor/Program needs. You will independently identify and solve technical i ...

Nayax North America is looking for a Compliance & Risk Analyst to join our office located in Maryland. · ...

The Global Distribution (GD) Compliance & Risk Management Analyst position provides support, direction and consulting to business partners and senior leaders throughout the firm encompassing the oversight of prospectus and shareholder report delivery. The position ensures that th ...

Amergis seeks Compliance Analyst – Investigations to support intake triage and review of incidents grievances and compliance concerns involving healthcare personnel and internal Amergis personnel. · ...