Compliance Counsel I - St. Louis
1 week ago

Job summary
This job is for a Compliance Counsel who will support the growth of Edward Jones' affiliated mutual fund complex. The position performs critical functions including providing regulatory advice and guidance to Firm management.<++
Responsibilities
- Partner with applicable business areas and service providers to provide timely advice and guidance regarding compliance with federal and state securities laws and regulations.
- Conduct periodic oversight reviews of compliance policies and procedures pursuant to Rule 38a-1 of the Investment Company Act.
Job description
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