Analyst, Compliance Registrations - Jacksonville, FL, United States
1 week ago

Job summary
We are seeking a Compliance Analyst to join our team in Jacksonville, FL. This role is crucial in maintaining the firm's compliance with regulatory bodies.Responsibilities
- Monitor and maintain firm and individual registrations on FINRA Web CRD, IARD, and NFA ORS platforms.
- Assist with the preparation and filing of regulatory forms,
Job description
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