Jobs

    Director of Compliance - California, United States - JCW

    JCW
    JCW California, United States

    3 weeks ago

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    Description

    A growing private fund manager is looking to hire a Compliance Director. Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program.

    Day-to-day you will:

    • Handle annual code of ethics and compliance manual review.
    • Review and approve fund marketing materials.
    • Manage and execute the compliance testing program.
    • Respond to regulatory exams and inquiries.
    • Draft and file various regulatory filings (ADV, PF, etc.).

    You should apply if you:

    • Have 8+ years experience in a private fund compliance role.
    • Extensive experience working with the SEC

    If this role sounds like you, please apply directly and a member of JCW will be in contact.



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