- Handle annual code of ethics and compliance manual review.
- Review and approve fund marketing materials.
- Manage and execute the compliance testing program.
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- Draft and file various regulatory filings (ADV, PF, etc.).
- Have 8+ years experience in a private fund compliance role.
- Extensive experience working with the SEC
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Director of Compliance - California, United States - JCW
Description
A growing private fund manager is looking to hire a Compliance Director. Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program.
Day-to-day you will:
You should apply if you:
If this role sounds like you, please apply directly and a member of JCW will be in contact.